M James Oates

Affiliations

  • Director at Stifel Financial Corp (SF), 2021-06-03
  • Director at Virtus Global Multi-Sector Income Fund (VGI), 2018-04-13
  • Director at Virtus Total Return Fund Inc. (ZF), 2018-04-13
  • Director at Duff & Phelps Select Energy Mlp Fund Inc. (DSE), 2017-08-02
  • Director at Virtus Global Dividend & Income Fund Inc. (ZTR), 2017-01-11
  • Other at John Hancock Investors Trust (JHI), 2014-02-10
  • Other at John Hancock Preferred Income Fund Ii (HPF), 2014-02-10
  • Other at John Hancock Preferred Income Fund (HPI), 2014-02-10
  • Other at John Hancock Preferred Income Fund Iii (HPS), 2014-02-10
  • Other at John Hancock Premium Dividend Fund (PDT), 2014-02-10
  • Other at John Hancock Income Securities Trust (JHS), 2014-02-10
  • Director at Virtus Total Return Fund (DCA), 2013-05-15
  • Other at John Hancock Hedged Equity & Income Fund (HEQ), 2012-12-12
  • Other at John Hancock Tax-Advantaged Global Shareholder Yield Fund (HTY), 2012-12-12
  • Other at John Hancock Tax-Advantaged Dividend Income Fund (HTD), 2012-12-12
  • Other at John Hancock Bank & Thrift Opportunity Fund (BTO), 2012-12-12
Insider Trading: Purchases See All
Company Symbol Price Amount Relationship Remaining Holdings Date Form 4
ZTR $11.26 3,000 Director 3,000 2017-01-11 Filing
DSE $8.15 2,000 Director 14,552 2016-06-06 Filing
DSE $7.26 8,616 Director 12,552 2016-05-16 Filing
DSE $6.28 2,000 Director 3,712 2015-12-04 Filing
JHI $19.97 100 Other 706 2014-02-10 Filing
Insider Trading: Sales See All
Company Symbol Price Amount Relationship Remaining Holdings Date Form 4
SF $68.64 20,000 Director 4,996 2021-06-02 Filing
SF $60.63 10,000 Director 2,842 2021-02-22 Filing
SF $68.14 9,000 Director 4,463 2020-11-09 Filing
SF $61.99 10,000 Director 9,435 2019-12-20 Filing
SF $58.61 20,000 Director 17,397 2019-05-09 Filing