M James Oates
Affiliations
- Director at Stifel Financial Corp (SF), 2021-06-03
- Director at Virtus Global Multi-Sector Income Fund (VGI), 2018-04-13
- Director at Virtus Total Return Fund Inc. (ZF), 2018-04-13
- Director at Duff & Phelps Select Energy Mlp Fund Inc. (DSE), 2017-08-02
- Director at Virtus Global Dividend & Income Fund Inc. (ZTR), 2017-01-11
- Other at John Hancock Investors Trust (JHI), 2014-02-10
- Other at John Hancock Preferred Income Fund Ii (HPF), 2014-02-10
- Other at John Hancock Preferred Income Fund (HPI), 2014-02-10
- Other at John Hancock Preferred Income Fund Iii (HPS), 2014-02-10
- Other at John Hancock Premium Dividend Fund (PDT), 2014-02-10
- Other at John Hancock Income Securities Trust (JHS), 2014-02-10
- Director at Virtus Total Return Fund (DCA), 2013-05-15
- Other at John Hancock Hedged Equity & Income Fund (HEQ), 2012-12-12
- Other at John Hancock Tax-Advantaged Global Shareholder Yield Fund (HTY), 2012-12-12
- Other at John Hancock Tax-Advantaged Dividend Income Fund (HTD), 2012-12-12
- Other at John Hancock Bank & Thrift Opportunity Fund (BTO), 2012-12-12
Insider Trading: Purchases See All
Company | Symbol | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
---|---|---|---|---|---|---|---|
ZTR | $11.26 | 3,000 | Director | 3,000 | 2017-01-11 | Filing | |
DSE | $8.15 | 2,000 | Director | 14,552 | 2016-06-06 | Filing | |
DSE | $7.26 | 8,616 | Director | 12,552 | 2016-05-16 | Filing | |
DSE | $6.28 | 2,000 | Director | 3,712 | 2015-12-04 | Filing | |
JHI | $19.97 | 100 | Other | 706 | 2014-02-10 | Filing |
Insider Trading: Sales See All
Company | Symbol | Price | Amount | Relationship | Remaining Holdings | Date | Form 4 |
---|---|---|---|---|---|---|---|
SF | $68.64 | 20,000 | Director | 4,996 | 2021-06-02 | Filing | |
SF | $60.63 | 10,000 | Director | 2,842 | 2021-02-22 | Filing | |
SF | $68.14 | 9,000 | Director | 4,463 | 2020-11-09 | Filing | |
SF | $61.99 | 10,000 | Director | 9,435 | 2019-12-20 | Filing | |
SF | $58.61 | 20,000 | Director | 17,397 | 2019-05-09 | Filing |