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Home > Insider Trading > Merrill Lynch, Pierce, Fenner & Smith Inc. > Profile

Merrill Lynch, Pierce, Fenner & Smith Inc.

Affiliations

  • at Federated Hermes Premier Municipal Income Fund (FMN), 2024-12-13
  • at Neuberger Berman Municipal Fund Inc. (NBH), 2024-12-13
  • at Pioneer Municipal High Income Advantage Fund Inc. (MAV), 2024-12-13
  • at Pioneer Municipal High Income Fund Inc. (MHI), 2024-12-13
  • at Bny Mellon Strategic Municipals Inc. (LEO), 2024-12-13
  • at Bny Mellon Strategic Municipal Bond Fund Inc. (DSM), 2024-12-13
  • at Bny Mellon Municipal Income Inc. (DMF), 2024-12-13
  • at Bny Mellon Municipal Bond Infrastructure Fund Inc. (DMB), 2024-12-13
  • at Alliancebernstein National Municipal Income Fund (AFB), 2024-12-13
  • at Blackrock Municipal Income Fund Inc. (MUI), 2024-12-13
  • at Blackrock Muniassets Fund Inc. (MUA), 2024-12-13
  • at Blackrock Muniyield Fund Inc. (MYD), 2024-12-13
  • at Blackrock Muniyield Quality Fund Inc. (MQY), 2024-12-13
  • at Blackrock Muniholdings New York Quality Fund Inc. (MHN), 2024-12-13
  • at Blackrock Muniholdings New Jersey Quality Fund Inc. (MUJ), 2024-12-13
  • at Blackrock Long-Term Municipal Advantage Trust (BTA), 2024-12-13
  • at Blackrock New York Municipal Income Trust (BNY), 2024-12-13
  • at Nuveen Municipal Credit Income Fund (NZF), 2024-12-13
  • at Nuveen Municipal High Income Opportunity Fund (NMZ), 2024-12-13
  • at Nuveen Minnesota Quality Municipal Income Fund (NMS), 2024-12-13
  • at Nuveen Municipal Credit Opportunities Fund (NMCO), 2024-12-13
  • at Nuveen New York Quality Municipal Income Fund (NAN), 2024-12-13
  • at Nuveen Quality Municipal Income Fund (NAD), 2024-12-13
  • at Invesco Trust For Investment Grade New York Municipals (VTN), 2024-12-13
  • at Invesco Pennsylvania Value Municipal Income Trust (VPV), 2024-12-13
  • at Invesco California Value Municipal Income Trust (VCV), 2024-12-13
  • at Invesco Advantage Municipal Income Trust Ii (VKI), 2024-12-13
  • at Invesco Municipal Income Opportunities Trust (OIA), 2024-12-13
  • at Pimco Municipal Income Fund (PMF), 2024-11-20
  • at Eaton Vance Senior Floating Rate Trust (EFR), 2024-08-07
  • at Gabelli Utility Trust (GUT), 2024-07-03
  • Other at Gabelli Dividend & Income Trust (GDV), 2019-07-15
  • Other at Gabelli Multimedia Trust Inc. (GGT), 2018-06-07
  • Other at Federated Premier Intermediate Municipal Income Fund (FPT), 2017-03-22
  • Other at Pimco High Income Fund (PHK), 2016-07-26
  • Other at Blackrock Municipal 2018 Term Trust (BPK), 2014-12-30
  • Other at Blackrock New York Municipal 2018 Term Trust (BPK), 2014-10-20
  • Other at Pimco Income Strategy Fund (PFL), 2014-07-09
  • Other at Pioneer High Income Trust (PHT), 2014-03-14
  • Other at Putnam Municipal Opportunities Trust (PMO), 2014-03-12
  • Other at Tropicana Las Vegas Hotel & Casino Inc. (N/A), 2014-02-14
  • Other at Alliance New York Municipal Income Fund (AYN), 2013-08-02
  • Other at Uni-Pixel (UNXL), 2013-04-18
  • Large Shareholder at Eaton Vance New Jersey Municipal Income Trust (EVJ), 2013-03-28
  • Large Shareholder at Dnp Select Income Fund Inc (DNP), 2013-03-28
  • Other at Advent Claymore Convertible Securities & Income Fund (AVK), 2012-12-26
  • Other at Blackrock Maryland Municipal Bond Trust (BZM), 2012-07-09
  • Other at Invesco Van Kampen Select Sector Municipal Trust (VKL), 2012-06-11
  • Large Shareholder at Blackrock Munivest Fund Inc (MVF), 2012-01-05
  • Large Shareholder at Pimco Income Strategy Fund Ii (PFN), 2012-01-05
  • Large Shareholder at Pimco Corporate Opportunity Fund (PTY), 2012-01-03
  • Large Shareholder at Blackrock Muniholdings Quality Fund Inc. (MUS), 2011-12-27
  • Large Shareholder at Blackrock Muniholdings Quality Fund Ii Inc. (MUE), 2011-12-27
  • Large Shareholder at Blackrock Muniholdings Fund Inc (MHD), 2011-12-27
  • Large Shareholder at Blackrock Muniyield Quality Fund Ii Inc. (MQT), 2011-12-07
  • Large Shareholder at Blackrock Municipal Income Trust (BFK), 2011-12-02
  • Large Shareholder at Blackrock Florida Municipal 2020 Term Trust (BFO), 2011-11-28
  • Large Shareholder at Invesco Van Kampen Municipal Opportunity Trust (VMO), 2011-11-14
  • Large Shareholder at Adventaymore Global Convertible Securities & Income Fund (AGC), 2011-11-09
  • Large Shareholder at New America High Income Fund Inc (HYB), 2011-11-07
  • Large Shareholder at Invesco Van Kampen Municipal Trust (VKQ), 2011-10-27
  • Large Shareholder at Eaton Vance Ohio Municipal Income Trust (EVO), 2011-10-25
  • Large Shareholder at Blackrock Municipal Bond Trust (BBK), 2011-10-12
  • Large Shareholder at Invesco Van Kampen Trust For Investment Grade Municipals (VGM), 2011-09-28
  • Large Shareholder at American Municipal Income Portfolio Inc (XAA), 2011-09-22
  • Large Shareholder at Boulder Total Return Fund Inc (BTF), 2011-09-22
  • Large Shareholder at Blackrock New Jersey Municipal Income Trust (BNJ), 2011-09-22
  • Large Shareholder at Pioneer Floating Rate Trust (PHD), 2011-09-21
  • Large Shareholder at Managed Duration Investment Grade Municipal Fund (MZF), 2011-08-26
  • Large Shareholder at Duff & Phelps Utility & Corporate Bond Trust Inc (DUC), 2011-08-24
  • Large Shareholder at Blackrock Muniyield New Jersey Quality Fund Inc (MJI), 2011-08-09
  • Large Shareholder at Blackrock Muniyield Investment Quality Fund (MFT), 2011-08-09
  • Large Shareholder at Invesco Van Kampen Trust For Insured Municipals (VIM), 2011-08-09
  • Large Shareholder at Blackrock Municipal Income Trust Ii (BLE), 2011-08-09
  • Large Shareholder at Blackrock Munivest Fund Ii Inc (MVT), 2011-08-09
  • Large Shareholder at Blackrock Muniholdings Investment Quality Fund (MFL), 2011-08-09
  • Large Shareholder at Nuveen Ohio Quality Income Municipal Fund Inc (NUO), 2011-08-09
  • Large Shareholder at Nuveen Insured California Dividend Advantage Municipal Fund (NKL), 2011-08-09
  • Large Shareholder at Blackrock Muniyield Quality Fund Iii Inc (MYI), 2011-07-11
  • Large Shareholder at Nuveen Investment Quality Municipal Fund Inc (NQM), 2011-07-11
  • Large Shareholder at Nuveen Premium Income Municipal Fund Inc (NPI), 2011-07-11
  • Large Shareholder at Nuveen Insured Tax Free Advantage Municipal Fund (NEA), 2011-07-11
  • Large Shareholder at Blackrock Muniyield Arizona Fund Inc (MZA), 2011-07-11
  • Large Shareholder at Blackrock Muniyield Pennsylvania Quality Fund (MPA), 2011-07-11
  • Large Shareholder at Blackrock Muni New York Intermediate Duration Fund Inc (MNE), 2011-07-11
  • Large Shareholder at Recording Industries Corp (HYB), 2011-07-11
  • Large Shareholder at Blackrock Municipal 2020 Term Trust (BKK), 2011-07-11
  • Large Shareholder at Eaton Vance Pennsylvania Municipal Income Trust (EVP), 2011-07-11
  • Large Shareholder at Blackrock Muniyield California Fund Inc (MYC), 2011-06-30
  • Large Shareholder at Blackrock Muni Enhanced Fund Inc (MEN), 2011-06-21
  • Large Shareholder at Blackrock Muniyield California Quality Fund Inc (MCA), 2011-06-08
  • Large Shareholder at Blackrock Muniyield New Jersey Fund Inc (MYJ), 2011-05-19
  • Large Shareholder at Putnam Managed Municipal Income Trust (PMM), 2011-05-13
  • Large Shareholder at Nuveen Virginia Dividend Advantage Municipal Fund 2 (NNB), 2011-05-13
  • Large Shareholder at Nuveen Ohio Dividend Advantage Municipal Fund 2 (NBJ), 2011-05-13
  • Large Shareholder at Blackrock California Municipal Income Trust (BFZ), 2011-05-13
  • Large Shareholder at Delaware Investments Colorado Municipal Income Fund Inc. (VCF), 2011-05-03
  • Large Shareholder at Reaves Utility Income Fund (UTG), 2011-05-03
  • Large Shareholder at Ts&W / Claymore Tax-Advantaged Balanced Fund (TYW), 2011-05-03
  • Large Shareholder at Blackrock Credit Allocation Income Trust Ii (PSY), 2011-05-03
  • Large Shareholder at Nuveen New Jersey Dividend Advantage Municipal Fund (NXJ), 2011-05-03
  • Large Shareholder at Nuveen New York Quality Income Municipal Fund Inc (NUN), 2011-05-03
  • Large Shareholder at Nuveen Michigan Quality Income Municipal Fund Inc (NUM), 2011-05-03
  • Large Shareholder at Nuveen Quality Income Municipal Fund Inc (NQU), 2011-05-03
  • Large Shareholder at Nuveen Virginia Premium Income Municipal Fund (NPV), 2011-05-03
  • Large Shareholder at Nuveen Michigan Premium Income Municipal Fund Inc (NMP), 2011-05-03
  • Large Shareholder at Nuveen Arizona Dividend Advantage Municipal Fund (NFZ), 2011-05-03
  • Large Shareholder at Neuberger Berman New York Intermediate Municipal Fund Inc (NBO), 2011-05-03
  • Large Shareholder at Blackrock Muniyield Michigan Quality Fund Ii Inc (MYM), 2011-05-03
  • Large Shareholder at Blackrock Muniyield Michigan Quality Fund Inc. (MIY), 2011-05-03
  • Large Shareholder at Blackrock Investment Quality Municipal Trust Inc (BKN), 2011-05-03
  • Large Shareholder at Blackrock Municipal Income Investment Trust (BBF), 2011-05-03
  • Large Shareholder at Gabelli Equity Trust Inc (GAB), 2011-05-03
  • Large Shareholder at Flaherty & Crumrineaymore Total Return Fund Inc (FLC), 2011-05-03
  • Large Shareholder at Dtf Tax-Free Income Inc (DTF), 2011-05-03
  • Large Shareholder at Western Asset Premier Bond Fund (WEA), 2011-03-21
  • Large Shareholder at Invesco Van Kampen Senior Income Trust (VVR), 2011-03-21
  • Large Shareholder at Invesco Van Kampen Trust For Investment Grade New Jersey Municipals (VTJ), 2011-03-21
  • Large Shareholder at Invesco Van Kampen Ohio Quality Municipal Trust (VOQ), 2011-03-21
  • Large Shareholder at Invesco Van Kampen Massachusetts Value Municipal Income Trust (VMV), 2011-03-21
  • Large Shareholder at Tortoise Energy Capital Corp (TYY), 2011-03-21
  • Large Shareholder at Blackrock California Investment Quality Municipal Trust Inc (RAA), 2011-03-21
  • Large Shareholder at Pimco New York Municipal Income Fund Iii (PYN), 2011-03-21
  • Large Shareholder at Blackrock Credit Allocation Income Trust I (PSW), 2011-03-21
  • Large Shareholder at Pimco Corporate Income Fund (PCN), 2011-03-21
  • Large Shareholder at Nuveen California Dividend Advantage Municipal Fund 3 (NZH), 2011-03-21
  • Large Shareholder at Nuveen New York Dividend Advantage Municipal Fund 2 (NXK), 2011-03-21
  • Large Shareholder at Nuveen California Dividend Advantage Municipal Fund 2 (NVX), 2011-03-21
  • Large Shareholder at Wells Fargo Advantage Income Opportunities Fund (EAD), 2011-03-21
  • Large Shareholder at Nuveen New York Select Quality Municipal Fund Inc (NVN), 2011-03-18
  • Large Shareholder at Nuveen Insured Dividend Advantage Municipal Fund (NVG), 2011-03-18
  • Large Shareholder at Nuveen New Jersey Dividend Advantage Municipal Fund 2 (NUJ), 2011-03-18
  • Large Shareholder at Nuveen Texas Quality Income Municipal Fund (NTX), 2011-03-18
  • Large Shareholder at Nuveen Connecticut Premium Income Municipal Fund (NTC), 2011-03-18
  • Large Shareholder at Neuberger Berman Real Estate Securities Income Fund Inc (NRO), 2011-03-18
  • Large Shareholder at Nuveen Select Quality Municipal Fund Inc (NQS), 2011-03-18
  • Large Shareholder at Nuveen Pennsylvania Investment Quality Municipal Fund Inc (NQP), 2011-03-18
  • Large Shareholder at Nuveen New York Investment Quality Municipal Fund Inc (NQN), 2011-03-18
  • Large Shareholder at Nuveen New Jersey Investment Quality Municipal Fund Inc (NQJ), 2011-03-18
  • Large Shareholder at Nuveen Pennsylvania Premium Income Municipal Fund 2 (NPY), 2011-03-18
  • Large Shareholder at Nuveen Premium Income Municipal Fund 4 Inc (NPT), 2011-03-18
  • Large Shareholder at Nuveen Premium Income Municipal Fund 2 Inc (NPM), 2011-03-18
  • Large Shareholder at Nuveen New York Performance Plus Municipal Fund Inc (NNP), 2011-03-18
  • Large Shareholder at Nuveen New Jersey Premium Income Municipal Fund Inc (NNJ), 2011-03-18
  • Large Shareholder at Nuveen Insured New York Premium Income Municipal Fund Inc (NNF), 2011-03-18
  • Large Shareholder at Nuveen Maryland Premium Income Municipal Fund (NMY), 2011-03-18
  • Large Shareholder at Nuveen Massachusetts Premium Income Municipal Fund (NMT), 2011-03-18
  • Large Shareholder at Nuveen Municipal Market Opportunity Fund Inc (NMO), 2011-03-18
  • Large Shareholder at Nuveen Municipal Advantage Fund Inc (NMA), 2011-03-18
  • Large Shareholder at Nuveen Insured Municipal Opportunity Fund Inc (NIO), 2011-03-18
  • Large Shareholder at Agic Convertible & Income Fund Ii (NCZ), 2011-03-18
  • Large Shareholder at Agic Convertible & Income Fund (NCV), 2011-03-18
  • Large Shareholder at Neuberger Berman California Intermediate Municipal Fund Inc (NBW), 2011-03-18
  • Large Shareholder at Blackrock Muniholdings Fund Ii Inc (MUH), 2011-03-18
  • Large Shareholder at Eaton Vance Massachusetts Municipal Income Trust (MMV), 2011-03-18
  • Large Shareholder at Kayne Anderson Mlp Investment Co (KYN), 2011-03-18
  • Large Shareholder at Nuveen Diversified Dividend & Income Fund (JDD), 2011-03-18
  • Large Shareholder at Invesco California Insured Municipal Income Trust (IIC), 2011-03-18
  • Large Shareholder at Global Income & Currency Fund Inc. (GCF), 2011-03-18
  • Large Shareholder at Eaton Vance New York Municipal Income Trust (EVY), 2011-03-18
  • Large Shareholder at Wells Fargo Advantage Multi-Sector Income Fund (ERC), 2011-03-18
  • Large Shareholder at Eaton Vance New Jersey Municipal Bond Fund (EMJ), 2011-03-18
  • Large Shareholder at Eaton Vance Floating-Rate Income Trust (EFT), 2011-03-18
  • Large Shareholder at Denali Fund Inc. (DNY), 2011-03-18
  • Large Shareholder at Blackrock Credit Allocation Income Trust Iv (BTZ), 2011-03-17
  • Large Shareholder at Blackrock Strategic Municipal Trust (BSD), 2011-03-17
  • Large Shareholder at Blackrock S&P Quality Rankings Global Equity Managed Trust (BQY), 2011-03-17
  • Large Shareholder at Blackrock Pennsylvania Strategic Municipal Trust (BPS), 2011-03-17
  • Large Shareholder at Blackrock Credit Allocation Income Trust Iii (BPP), 2011-03-17
  • Large Shareholder at Blackrock Floating Rate Income Trust (BGT), 2011-03-17
  • Large Shareholder at Enhanced S&P 500 Covered Call Fund Inc. (BEO), 2011-03-17
  • Large Shareholder at Nuveen Maryland Dividend Advantage Municipal Fund 3 (NWI), 2011-03-01
  • Large Shareholder at Nuveen Premier Insured Municipal Income Fund Inc (NIF), 2011-01-21
  • Large Shareholder at Nuveen North Carolina Premium Income Municipal Fund (NNC), 2011-01-21
  • Large Shareholder at Nuveen California Performance Plus Municipal Fund Inc (NCP), 2011-01-21
  • Large Shareholder at Libbey Inc (LBY), 2010-08-18
  • Large Shareholder at Western Asset Municipal Partners Fund Inc. (MNP), 2010-03-12
  • Large Shareholder at Nuveen Premier Municipal Income Fund Inc (NPF), 2010-03-12
  • Large Shareholder at Pimco California Municipal Income Fund Ii (PCK), 2010-03-12
  • Large Shareholder at Nuveen Maryland Dividend Advantage Municipal Fund 2 (NZR), 2010-03-12
  • Large Shareholder at Blackrock New York Insured Municipal Income Trust (BSE), 2010-03-12
  • Large Shareholder at Nuveen Pennsylvania Dividend Advantage Municipal Fund (NXM), 2010-03-12
  • Large Shareholder at Pimco New York Municipal Income Fund Ii (PNI), 2010-03-12
  • Large Shareholder at Nuveen Insured Quality Municipal Fund Inc (NQI), 2010-03-12
  • Large Shareholder at Blackrock Insured Municipal Income Trust (BYM), 2010-02-10
  • Large Shareholder at Nuveen Performance Plus Municipal Fund Inc (NPP), 2010-02-10
  • Large Shareholder at Blackrock New Jersey Investment Quality Municipal Trust Inc (RNJ), 2010-02-10
  • Large Shareholder at Nuveen Maryland Dividend Advantage Municipal Fund (NFM), 2010-01-15
  • Large Shareholder at Blackrock Municipal Bond Investment Trust (BIE), 2010-01-15
  • Large Shareholder at Dws Rreef Real Estate Fund Ii Inc. (SRO), 2010-01-15
  • Large Shareholder at Dws Rreef Real Estate Fund Inc. (SRQ), 2010-01-15
  • Large Shareholder at Nuveen Insured Massachuset Tax Free Advantage Municipal Fund (NGX), 2010-01-15
  • Large Shareholder at Nuveen Ohio Dividend Advantage Municipal Fund 3 (NXI), 2010-01-15
  • Large Shareholder at Eaton Vance Municipal Income Trust (EVN), 2010-01-15