Filing Details
- Accession Number:
- 0001140361-10-036998
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-13 16:58:40
- Reporting Period:
- 2010-09-09
- Filing Date:
- 2010-09-13
- Accepted Time:
- 2010-09-13 16:58:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108185 | Occam Networks Inc | OCNW | Computer Communications Equipment (3576) | 770442752 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1119717 | Ilex Partners Llc | 650 Madison Avenue 17Th Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2010-09-09 | 35,000 | $4.41 | 2,828,888 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.001 Par Value | Acquisiton | 2010-09-10 | 10,000 | $4.51 | 2,838,888 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.001 Par Value | Acquisiton | 2010-09-13 | 1,095 | $4.41 | 2,839,983 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The Shares of Common Stock to which this report relates are held directly by Ilex Partners, L.L.C., a Delaware limited liability company ("Ilex"). Steinhardt Overseas Management, L.P., a Delaware limited partnership ("SOM"), serves as the managing member of Ilex and as such has discretion over the portfolio securities beneficially owned by Ilex. Michael H. Steinhardt is the general partner of SOM and directs SOM's operations. SOM and Michael H. Steinhardt disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.