Filing Details
- Accession Number:
- 0001181431-10-046406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-13 16:44:17
- Reporting Period:
- 2010-09-09
- Filing Date:
- 2010-09-13
- Accepted Time:
- 2010-09-13 16:44:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 767920 | Pmc Sierra Inc | PMCS | Semiconductors & Related Devices (3674) | 942925073 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1354547 | C Mark Stibitz | 3975 Freedom Circle Santa Clara CA 95054 | Vice President & Gm, Esd | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-09 | 67,224 | $5.95 | 162,478 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-09-09 | 9,926 | $5.95 | 172,404 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-09-09 | 129,434 | $5.95 | 301,838 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-09-09 | 58,663 | $6.35 | 360,501 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-09-09 | 265,247 | $7.50 | 95,254 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-09-09 | 67,224 | $0.00 | 67,224 | $5.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-09-09 | 9,926 | $0.00 | 9,926 | $5.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-09-09 | 129,434 | $0.00 | 129,434 | $5.95 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2010-09-09 | 58,663 | $0.00 | 58,663 | $6.35 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-03-31 | No | 4 | M | Direct | |
| 0 | 2013-03-31 | No | 4 | M | Direct | |
| 0 | 2013-03-31 | No | 4 | M | Direct | |
| 31,337 | 2017-03-06 | No | 4 | M | Direct |
Footnotes
- The sale price reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $7.40 to $7.66 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- The option is fully vested.
- One-fourth of the shares subject to the option vested on March 6, 2008 and one forty-eighth of the shares shall vest monthly thereafter.
Billionaire Hedge Funds
