Filing Details

Accession Number:
0001209191-12-035538
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-27 17:00:45
Reporting Period:
2012-06-25
Filing Date:
2012-06-27
Accepted Time:
2012-06-27 17:00:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
858803 Avanir Pharmaceuticals Inc. AVNR Pharmaceutical Preparations (2834) 330314804
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314596 Keith Katkin 20 Enterprise, Suite 200
Aliso Viejo CA 92656
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-06-25 190,125 $3.50 137,732 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  2. This sale of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, withrespect to 10,000 of such shares, with the reporting person's purchase of 10,000 shares of the issuer's common stock on March 6, 2012. Uponsettlement of the sale, the reporting person will disgorge to the issuer the full amount of the profit realized in connection with such short swingtransaction, less transaction costs.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.47 to $3.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  4. Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.