Filing Details
- Accession Number:
- 0001209191-12-035538
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-27 17:00:45
- Reporting Period:
- 2012-06-25
- Filing Date:
- 2012-06-27
- Accepted Time:
- 2012-06-27 17:00:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
858803 | Avanir Pharmaceuticals Inc. | AVNR | Pharmaceutical Preparations (2834) | 330314804 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1314596 | Keith Katkin | 20 Enterprise, Suite 200 Aliso Viejo CA 92656 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-06-25 | 190,125 | $3.50 | 137,732 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- This sale of shares of common stock was a "matching" transaction under Section 16(b) of the Securities Exchange Act of 1934, as amended, withrespect to 10,000 of such shares, with the reporting person's purchase of 10,000 shares of the issuer's common stock on March 6, 2012. Uponsettlement of the sale, the reporting person will disgorge to the issuer the full amount of the profit realized in connection with such short swingtransaction, less transaction costs.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.47 to $3.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.