Filing Details
- Accession Number:
- 0001182489-10-000502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-13 15:04:01
- Reporting Period:
- 2010-09-09
- Filing Date:
- 2010-09-13
- Accepted Time:
- 2010-09-13 15:04:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825542 | Scotts Miracle-Gro Co | SMG | Agricultural Chemicals (2870) | 311414921 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180173 | Littlefield Katherine Hagedorn | C/O The Scotts Miracle-Gro Company 14111 Scottslawn Road Marysville OH 43041 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2010-09-09 | 750 | $16.69 | 750 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-09-09 | 750 | $50.00 | 0 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2010-09-10 | 12,336 | $16.69 | 12,336 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2010-09-10 | 12,336 | $50.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (right to buy) | Disposition | 2010-09-09 | 750 | $0.00 | 750 | $16.69 |
| Common Shares | Stock Option (right to buy) | Disposition | 2010-09-10 | 12,336 | $0.00 | 12,336 | $16.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,336 | 2001-07-19 | 2011-01-18 | No | 4 | M | Direct |
| 0 | 2001-07-19 | 2011-01-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 3,435,162 | Indirect | HPLP |
Footnotes
- Pursuant to Exchange Act Rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether she is a beneficial owner of more than 10% of the common shares of the Issuer ("Common Shares"), to be the beneficial owner of the securities of the Issuer that are held by Hagedorn Partnership, L.P., a Delaware limited partnership in which the reporting person is a general partner (the "Partnership"). Represents the aggregate proportionate interest of the reporting person and those family members in whose holdings she may be deemed to have a pecuniary interest, in Common Shares held by the Partnership.
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