Filing Details

Accession Number:
0000091440-10-000080
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-09-13 13:28:52
Reporting Period:
2010-09-10
Filing Date:
2010-09-13
Accepted Time:
2010-09-13 13:28:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390311 Iain Boyd 2801 80Th Street
Kenosha WI 53143
V.p. - Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-09-10 800 $44.43 2,540 No 4 S Direct
Common Stock Disposition 2010-09-10 100 $44.43 2,440 No 4 S Direct
Common Stock Disposition 2010-09-10 440 $44.43 2,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 536 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $31.52 2006-01-23 2014-01-23 1,800 1,800 Direct
Common Stock Stock Option (Right to Buy) $33.75 2007-02-18 2015-02-18 4,200 4,200 Direct
Common Stock Stock Option (Right to Buy) $39.35 2008-02-16 2016-02-16 4,320 4,320 Direct
Common Stock Stock Option (Right to Buy) $50.22 2010-02-15 2017-02-15 5,400 5,400 Direct
Common Stock Stock Option (Right to Buy) $51.75 2018-02-13 6,480 6,480 Direct
Common Stock Stock Option (Right to Buy) $29.69 2019-02-11 6,480 6,480 Direct
Common Stock Stock Option (Right to Buy) $41.01 2020-02-10 6,500 6,500 Direct
Common Stock Restricted Stock $0.00 3,030 3,030 Direct
Common Stock Restricted Stock Units $0.00 1,111 1,111 Direct
Common Stock Restricted Stock Units $0.00 2,325 2,325 Direct
Common Stock Performance Units $0.00 1,961 1,961 Direct
Common Stock Performance Units $0.00 2,326 2,326 Direct
Common Stock Deferred Stock Units $0.00 290 290 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-01-23 1,800 1,800 Direct
2015-02-18 4,200 4,200 Direct
2016-02-16 4,320 4,320 Direct
2017-02-15 5,400 5,400 Direct
2018-02-13 6,480 6,480 Direct
2019-02-11 6,480 6,480 Direct
2020-02-10 6,500 6,500 Direct
3,030 3,030 Direct
1,111 1,111 Direct
2,325 2,325 Direct
1,961 1,961 Direct
2,326 2,326 Direct
290 290 Direct
Footnotes
  1. This information is based on a plan statement dated 6/30/2010.
  2. One third of the option vested on each of 2/13/2009 and 2/13/2010, and one third will vest on 2/13/2011.
  3. One third of the option vested on 2/11/2010, and one third will vest on each of 2/11/2011 and 2/11/2012.
  4. One third of the option vests on each of 2/10/2011, 2/10/2012 and 2/10/2013.
  5. 1 for 1.
  6. The stock vests on the achievement of certain company initiatives over the 2008-2010 period.
  7. The restricted stock units were earned based on company performance during 2009. Assuming continued employment on the payment date, which will occur in February 2012, the units will then vest in one installment and the shares will be issued.
  8. The restricted stock units may be earned based on the achievement of certain company goals during 2010. Assuming continued employment on the payment date, which will occur in February 2013, the units will then vest in one installment and shares will be issued. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  9. If the company achieves certain goals over the 2009-2011 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  10. If the company achieves certain goals over the 2010-2012 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported.
  11. Payment will begin within 30 days first beginning after the earliest of the date specified in advance of the deferral by the reporting person, death, disability, retirement or termination of employment.