Filing Details
- Accession Number:
- 0001209191-10-045882
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-13 12:59:33
- Reporting Period:
- 2010-09-09
- Filing Date:
- 2010-09-13
- Accepted Time:
- 2010-09-13 12:59:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189437 | Sr J Thomas Lopina | 3820 E. Huntingreen Lane Winston-Salem NC 27106 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2010-09-09 | 11,419 | $5.08 | 108,724 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-09-10 | 12,000 | $5.08 | 96,742 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500 | Indirect | By wife |
| Common Stock | 43,967 | Indirect | In IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to buy | $10.67 | 2014-05-02 | 80,000 | 80,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-05-02 | 80,000 | 80,000 | Direct |
Footnotes
- The weighted average of the trades that occured on September 9, 2010 was $5.0790. Prices ranged from a high of $5.0906 to a low of $5.0700 per share. The filer undertakes to provide, upon request by the SEC staff, to Bank Mutual Corporation or any security holder thereof, the full information regarding the number of shares sold at each separate price.
- The weighted average of the trades that occured on September 10, 2010 was $5.0810. Prices ranged from a high of $5.0913 to a low of $5.050 per share. The filer undertakes to provide, upon request by the SEC staff, to Bank Mutual Corporation or any security holder thereof, the full information regarding the number of shares sold at each separate price.
- Directors Stock Option. The option is fully vested.
Billionaire Hedge Funds
