Filing Details
- Accession Number:
- 0001209191-10-045880
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-13 12:54:25
- Reporting Period:
- 2010-09-10
- Filing Date:
- 2010-09-13
- Accepted Time:
- 2010-09-13 12:54:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1290818 | Jr T Michael Crowley | 4949 West Brown Deer Rd. Milwaukee WI 53223 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-10 | 100 | $5.08 | 1,297,026 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-09-13 | 1,000 | $5.10 | 1,298,026 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,602,329 | Direct | |
Common Stock | 95,851 | Indirect | By spouse |
Common Stock | 115,299 | Indirect | By Trust |
Common Stock | 37,195 | Indirect | By ESOP |
Common Stock | 102,358 | Indirect | By 401(k) Plan |
Common Stock | 124,720 | Indirect | Held in Benefit Restoration Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to buy | $10.67 | 2014-05-03 | 700,000 | 700,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-05-03 | 700,000 | 700,000 | Direct |
Footnotes
- As trustee of the family trust.
- Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2009.
- The number of shares is approximate because the 401(k) Plan is carried at market value rather than number of shares. The information presented is based on a Plan statement dated 12-31-2009.
- Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans.
- Employee Stock Option. The option is fully vested.