Filing Details
- Accession Number:
- 0000717724-12-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-27 10:45:51
- Reporting Period:
- 2012-06-26
- Filing Date:
- 2012-06-27
- Accepted Time:
- 2012-06-27 10:45:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1498301 | Ascena Retail Group Inc. | ASNA | Retail-Apparel & Accessory Stores (5600) | 300641353 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200534 | Gene Wexler | C/O Ascena Retail Group, Inc. 30 Dunnigan Drive Suffern NY 10901 | Svp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Disposition | 2012-06-26 | 3,000 | $18.85 | 15,352 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Option to Buy | $11.65 | 2007-11-29 | 2016-11-29 | 8,000 | 8,000 | Direct |
Common | Option to Buy | $7.50 | 2009-09-18 | 2018-09-18 | 100,000 | 100,000 | Direct |
Common | Option To Buy | $8.84 | 2010-09-24 | 2019-09-24 | 40,000 | 40,000 | Direct |
Common | Option To Buy | $11.70 | 2011-09-23 | 2020-09-23 | 40,000 | 40,000 | Direct |
Common | Option To Buy | $13.14 | 2012-09-21 | 2021-09-21 | 30,000 | 30,000 | Direct |
Common | Restricted Stock Units | $0.00 | 7,500 | 7,500 | Direct | ||
Common | Restricted Stock Units | $0.00 | 12,500 | 12,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-11-29 | 8,000 | 8,000 | Direct |
2018-09-18 | 100,000 | 100,000 | Direct |
2019-09-24 | 40,000 | 40,000 | Direct |
2020-09-23 | 40,000 | 40,000 | Direct |
2021-09-21 | 30,000 | 30,000 | Direct |
7,500 | 7,500 | Direct | |
12,500 | 12,500 | Direct |
Footnotes
- This transaction was executed in multiple trades ranging from $18.84 to $18.86. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- Includes 8,180 restricted shares awarded under the Company's Fiscal 2011 Long Term Incentive Plan the "2011 LTIP". These shares vest 1/3 on each of the following dates: 7/30/12, 7/30/13, and 7/30/14.
- Granted under the Company's 2001 Stock Incentive Plan.
- Granted under the Company's 2010 Stock Incentive Plan
- Exercisable in five equal annual installments with the first installment on the date indicated.
- Exercisable in four equal annual installments with the first installment on the date indicated.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
- The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.
- Restricted stock units issued under the Company 2010 Stock Incentive Plan.
- These units vest in 2 equal installments on June 19, 2013 and June 19, 2014.