Filing Details
- Accession Number:
- 0001209191-10-045799
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-10 17:29:14
- Reporting Period:
- 2010-09-09
- Filing Date:
- 2010-09-10
- Accepted Time:
- 2010-09-10 17:29:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1004724 | Adcare Health Systems Inc | ADK | Services-Skilled Nursing Care Facilities (8051) | 311332119 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1431870 | F Christopher Brogdon | 2 Buckhead Plaza 3050 Peachtree Road, Suite 570 Atlanta GA 30305 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-09-09 | 800 | $3.38 | 363,776 | No | 4 | P | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2010-09-09 | 900 | $1.40 | 900 | $2.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 481,400 | 2014-12-07 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,500 | Indirect | By spouse as UGMA custodian for daughter |
| Common Stock | 78,561 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | $2.50 | 2014-12-07 | 113,900 | 113,900 | Indirect | |
| Common Stock | Warrant | $2.50 | 2014-12-07 | 85,392 | 85,392 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-12-07 | 113,900 | 113,900 | Indirect |
| 2014-12-07 | 85,392 | 85,392 | Direct |
Footnotes
- The Warrants are currently exercisable.
Billionaire Hedge Funds
