Filing Details

Form Type:
4
Zero Holdings:
No
Publication Time:
2009-03-19 15:46:04
Reporting Period:
2009-03-17
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145124 Thinkorswim Group Inc. SWIM ()
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1253795 K Lee Barba 13947 South Minuteman Drive
Draper UT 84020
Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2009-03-17 175,000 $8.10 505,284 No 4 S Indirect Trust & Family Members
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trust & Family Members