Filing Details
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2009-03-19 15:46:04
- Reporting Period:
- 2009-03-17
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1145124 | Thinkorswim Group Inc. | SWIM | () |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1253795 | K Lee Barba | 13947 South Minuteman Drive Draper UT 84020 | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2009-03-17 | 175,000 | $8.10 | 505,284 | No | 4 | S | Indirect | Trust & Family Members |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Trust & Family Members |