Filing Details
- Accession Number:
- 0001209191-10-045755
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-09-10 16:42:45
- Reporting Period:
- 2010-01-22
- Filing Date:
- 2010-09-10
- Accepted Time:
- 2010-09-10 16:42:45
- Original Submission Date:
- 2010-06-10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1040719 | Walter Investment Management Corp | WAC | Real Estate Investment Trusts (6798) | 133950486 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1461836 | John Denmar Dixon | C/O Walter Investment Management Corp. 3000 Bayport Drive, Suite 1100 Tampa FL 33607 | Vice Chairman And Exec. V.p. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-06-09 | 400 | $15.66 | 176,499 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-06-09 | 4,600 | $15.67 | 181,099 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,500 | Indirect | By Richard Dixon Inter vivos Trust |
Footnotes
- Through a clerical error, the "Amount of Securities Beneficially Owned Following the Reported Transaction" (Table I, Box 5) in the original Form 4 filed on June 10, 2010 did not include Non-Derivative Securities reported by the Reporting Person on Form 4 on January 25, 2010. This Form 4 corrects that error.
- The Reporting Person is a co-trustee of the trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.