Filing Details
- Accession Number:
- 0001181431-12-038032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-26 18:12:07
- Reporting Period:
- 2012-06-22
- Filing Date:
- 2012-06-26
- Accepted Time:
- 2012-06-26 18:12:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896842 | Orchard Supply Hardware Stores Corp | OSH | Retail-Building Materials, Hardware, Garden Supply (5200) | 954214109 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1183200 | S Edward Lampert | 1170 Kane Concourse Suite 200 Bay Harbour FL 33154 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Preferred Stock | Acquisiton | 2012-06-22 | 218,967 | $1.55 | 989,615 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Preferred Stock | 1,721,077 | Indirect | See Footnotes |
Series A Preferred Stock | 462 | Indirect | See Footnotes |
Series A Preferred Stock | 33 | Indirect | See Footnotes |
Footnotes
- These securities are held by ESL Partners, L.P. ("Partners").
- This price represents the price per share of preferred stock of Orchard Supply Hardware Stores Corporation, par value $0.00001 per share, of private sales to Mr. Lampert.
- This total includes 3,521 shares that were transferred on January 3, 2012 from a grantor retained annuity trust of which Mr. Lampert was the trustee.
- These securities are held by Mr. Lampert.
- These securities are held by ESL Institutional Partners, L.P. ("Institutional").
- These securities are held by CRK Partners, LLC ("CRK").
- This Form 4 is filed on behalf of Mr. Lampert. RBS Partners, L.P. ("RBS") is the general partner of Partners. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of Institutional. ESL Investments, Inc. ("Investments") is the general partner of RBS and the managing member of CRK and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.