Filing Details
- Accession Number:
- 0001209191-12-035294
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-25 21:54:41
- Reporting Period:
- 2012-06-21
- Filing Date:
- 2012-06-25
- Accepted Time:
- 2012-06-25 21:54:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
316300 | Exco Resources Inc | XCO | Crude Petroleum & Natural Gas (1311) | 741492779 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1128452 | Invesco Private Capital, Inc. | C/O Wl Ross Group, L.p. 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1202045 | Wl Ross & Co Llc | C/O Wl Ross Group, L.p. 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1422834 | Wlr Iv Parallel Esc Lp | C/O Wl Ross Group, L.p. 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1429294 | Invesco Wlr Iv Associates Llc | C/O Wl Ross Group, L.p. 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1431793 | Wlr Master Co-Investment Gp Llc | C/O Wl Ross Group, L.p. 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No | |
1527462 | Wlr/Gs Master Co-Investment Xco Aiv, L.p. | C/O Wl Ross Group, L.p. 1166 Avenue Of The Americas New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-06-21 | 160,581 | $6.85 | 7,244,761 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-06-22 | 52,439 | $6.57 | 7,297,200 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-06-21 | 160,542 | $6.85 | 7,242,938 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-06-22 | 52,425 | $6.57 | 7,295,363 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-06-21 | 160,576 | $6.85 | 7,244,513 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-06-22 | 52,437 | $6.57 | 7,296,950 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-06-21 | 44,149 | $6.85 | 1,991,831 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-06-22 | 14,417 | $6.57 | 2,006,248 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-06-21 | 1,835 | $6.85 | 82,802 | No | 4 | P | Indirect | See Footnotes |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2012-06-22 | 599 | $6.57 | 83,401 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 7,524,915 | Indirect | See Footnotes |
Footnotes
- These shares of common stock of EXCO Resources, Inc. (the "Issuer"), par value $0.001 per share (each a "Share") are held by WLR Select Co-Investment XCO AIV, L.P. ("Co-Invest Fund AIV").
- Wilbur L. Ross, Jr. is the Chairman and Chief Executive Officer of WL Ross & Co. LLC ("WLR LLC") and the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P. ("WLR LP"), which in turn is the managing member of WLR Recovery Associates IV LLC ("Fund IV"), WLR Select Associates LLC ("WLR Select") and WLR Master Co-Investment GP, LLC ("WLR Master"). Fund IV is the general partner of Fund IV AIV I, Fund IV AIV II and Fund IV AIV III. Invesco Private Capital, Inc. is the managing member of INVESCO WLR IV Associates LLC, which is in turn the general partner of Parallel Fund. WLR Select is the general partner of Co-Invest Fund AIV. WLR Master is the general partner of WLR/GS Fund AIV. WLR LLC is the investment manager of WLR/GS Fund AIV. WLR LLC is the investment manager of Fund IV AIV I, Fund IV AIV II, Fund IV AIV III, Parallel Fund, Co-Invest Fund AIV and WLR/GS Fund AIV.
- This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $6.60 to $7.00 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each price.
- These Shares are held by WLR Recovery Fund IV XCO AIV I, L.P. ("Fund IV AIV I").
- This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $6.48 to $6.65 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each price.
- These Shares are held by WLR Recovery Fund IV XCO AIV II, L.P. ("Fund IV AIV II").
- These Shares are held by WLR Recovery Fund IV XCO AIV III, L.P. ("Fund IV AIV III").
- These Shares are held by WLR/GS Master Co-Investment XCO AIV, L.P. ("WLR/GS Fund AIV").
- These Shares are held by WLR IV Parallel ESC, L.P. ("Parallel Fund").