Filing Details
- Accession Number:
- 0001229384-12-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-25 17:30:17
- Reporting Period:
- 2012-06-21
- Filing Date:
- 2012-06-25
- Accepted Time:
- 2012-06-25 17:30:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922864 | Apartment Investment & Management Co | AIV | Real Estate Investment Trusts (6798) | 841259577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229384 | Terry Considine | 4582 S. Ulster Street Parkway Suite 1100 Denver CO 80237 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2012-06-21 | 222,077 | $24.63 | 222,077 | No | 4 | M | Indirect | see footnote |
| Class A Common Stock | Acquisiton | 2012-06-21 | 685,828 | $24.63 | 907,905 | No | 4 | M | Indirect | see footnote |
| Class A Common Stock | Acquisiton | 2012-06-21 | 567,015 | $21.72 | 898,842 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2012-06-21 | 567,014 | $21.72 | 1,465,856 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2012-06-21 | 907,905 | $26.74 | 0 | No | 4 | S | Indirect | see footnote |
| Class A Common Stock | Disposition | 2012-06-21 | 1,134,029 | $26.74 | 331,827 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | see footnote |
| No | 4 | M | Indirect | see footnote |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Indirect | see footnote |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-06-21 | 222,077 | $0.00 | 222,077 | $24.63 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-06-21 | 685,828 | $0.00 | 685,828 | $24.63 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-06-21 | 567,015 | $0.00 | 567,015 | $21.72 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-06-21 | 567,014 | $0.00 | 567,014 | $21.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-03 | No | 4 | M | Indirect | |
| 0 | 2013-02-03 | No | 4 | M | Indirect | |
| 0 | 2014-02-19 | No | 4 | M | Direct | |
| 0 | 2014-02-19 | No | 4 | M | Direct |
Footnotes
- Held by Titaho Limited Partnership RLLLP ("Titaho"), a registered limited liability partnership for which the reporting person's brother is the trustee for the sole general partner. The reporting person disclaims beneficial ownership of all securities held by Titaho, and this report should not be deemed an admission that the reporting person is the beneficial owners of such securities for purposes of Section 16 or any other purpose.
- In addition to these 331,827 shares held directly by the reporting person, (a) 33,695 shares are held by the reporting person's spouse, for which the reporting person disclaims beneficial ownership, and (b) 169,051 shares are held by a tax exempt organization under 501(c)(3) of the Internal Revenue Code for which the reporting person disclaims beneficial ownership.
- The option is fully vested.
Billionaire Hedge Funds
