Filing Details
- Accession Number:
- 0001354488-12-003326
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-22 16:31:10
- Reporting Period:
- 2012-06-20
- Filing Date:
- 2012-06-22
- Accepted Time:
- 2012-06-22 16:31:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
948426 | Coates International Ltd | COTE | Engines & Turbines (3510) | 222925432 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381026 | J Frank Adipietro | 119 Ram Island Drive Shelter Island NY 11964 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-20 | 914,539 | $0.06 | 3,644,941 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (right to buy) | Acquisiton | 2012-06-20 | 1,829,078 | $0.00 | 1,829,078 | $0.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,989,078 | 2013-06-20 | 2027-06-19 | No | 4 | A | Direct |
Footnotes
- The consideration paid consisted of the conversion of a promissory note issued by Coates International, Ltd. ("CIL") to Frank J. Adipietro, in the aggregate amount of $54,872.33, including principal and interest into the shares purchased. As a result of this transaction, the promissory note has been repaid in full satisfaction of CIL's obligation thereunder.