Filing Details
- Accession Number:
- 0001209191-12-035085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-22 16:14:56
- Reporting Period:
- 2012-06-20
- Filing Date:
- 2012-06-22
- Accepted Time:
- 2012-06-22 16:14:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1469468 | Bryan Ingram | C/O Avago Technologies Us Inc. 350 West Trimble Road San Jose CA 95131 | Svp & Gm, Wireless Semicon Div | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2012-06-20 | 17,916 | $10.22 | 67,916 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2012-06-20 | 17,917 | $10.22 | 85,833 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2012-06-20 | 12,000 | $10.00 | 97,833 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2012-06-20 | 17,916 | $35.27 | 79,917 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2012-06-20 | 17,917 | $35.21 | 62,000 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2012-06-20 | 12,000 | $35.21 | 50,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-06-20 | 17,916 | $0.00 | 17,916 | $10.22 |
Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-06-20 | 17,917 | $0.00 | 17,917 | $10.22 |
Ordinary Shares | Employee Stock Options (Right to Buy) | Disposition | 2012-06-20 | 12,000 | $0.00 | 12,000 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
53,751 | 2017-10-31 | No | 4 | M | Direct | |
17,917 | 2017-10-31 | No | 4 | M | Direct | |
24,000 | 2019-03-02 | No | 4 | M | Direct |
Footnotes
- Includes 50,000 restricted share units.
- These transactions were executed in multiple trades at prices ranging from $35.19 to $35.32 per share. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- These transactions were executed in multiple trades at prices ranging from $35.195 to $35.30 per share. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- These transactions were executed in multiple trades at prices ranging from $35.20 to $35.27 per share. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- After completion of the transaction reported on this Form 4, the remaining 53,751 shares subject to thereto will vest in three (3) successive and equal installments on November 1, 2012, November 1, 2013 and November 1, 2014.
- After completion of the transactions reported on this Form 4, the remaining 17,917 shares subject thereto will vest on November 1, 2012.
- After completion of the transactions reported on this Form 4, the remaining 24,000 shares subject to thereto will vest in two (2) successive and equal installments on March 3, 2013 and March 3, 2014.