Filing Details
- Accession Number:
- 0001213900-12-003452
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-22 17:04:13
- Reporting Period:
- 2012-02-06
- Filing Date:
- 2012-06-22
- Accepted Time:
- 2012-06-22 16:04:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1503985 | Nuvel Holdings Inc. | NUVL | Jewelry, Precious Metal (3911) | 271230588 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1356340 | Paragon Capital Lp | 110 East 59Th Street, 22Nd Floor New York NY 10022 | No | No | Yes | No | |
1423517 | P Alan Donenfeld | C/O Paragon Capital Lp 110 East 59Th Street, 22Nd Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share ("Common Stock") | Disposition | 2012-02-06 | 11,000 | $0.54 | 1,693,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-06 | 11,000 | $0.54 | 1,693,778 | No | 4 | S | Indirect | By Alan Donenfeld |
Common Stock | Disposition | 2012-02-10 | 8,000 | $1.02 | 1,685,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-10 | 8,000 | $1.02 | 1,685,778 | No | 4 | S | Indirect | By Alan Donenfeld |
Common Stock | Disposition | 2012-02-17 | 5,100 | $1.07 | 1,680,678 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-17 | 5,100 | $1.07 | 1,680,678 | No | 4 | S | Indirect | By Alan Donenfeld |
Common Stock | Disposition | 2012-02-23 | 9,400 | $1.11 | 1,671,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-23 | 9,400 | $1.11 | 1,671,278 | No | 4 | S | Indirect | By Alan Donenfeld |
Common Stock | Disposition | 2012-02-24 | 10,000 | $1.16 | 1,661,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-24 | 10,000 | $1.16 | 1,661,278 | No | 4 | S | Indirect | By Alan Donenfeld |
Common Stock | Disposition | 2012-02-28 | 10,000 | $1.19 | 1,651,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-02-28 | 10,000 | $1.19 | 1,651,278 | No | 4 | S | Indirect | By Alan Donenfeld |
Common Stock | Disposition | 2012-03-02 | 4,000 | $1.10 | 1,647,278 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-03-02 | 4,000 | $1.10 | 1,647,278 | No | 4 | S | Indirect | By Alan Donenfeld |
Common Stock | Disposition | 2012-04-09 | 22,500 | $1.26 | 1,624,778 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-09 | 22,500 | $1.26 | 1,624,778 | No | 4 | S | Indirect | By Alan Donenfeld |
Common Stock | Disposition | 2012-04-20 | 940 | $1.35 | 1,623,838 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-04-20 | 940 | $1.35 | 1,623,838 | No | 4 | S | Indirect | By Alan Donenfeld |
Common Stock | Disposition | 2012-05-09 | 7,700 | $1.39 | 1,616,138 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-09 | 7,700 | $1.39 | 1,616,138 | No | 4 | S | Indirect | By Alan Donenfeld |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Alan Donenfeld |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Alan Donenfeld |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Alan Donenfeld |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Alan Donenfeld |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Alan Donenfeld |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Alan Donenfeld |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Alan Donenfeld |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Alan Donenfeld |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Alan Donenfeld |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Alan Donenfeld |
Footnotes
- From February 6, 2012 through May 9, 2012, Paragon Capital LP ("Paragon") sold an aggregate of 88,640 shares of Common Stock of the Issuer (the "Shares") through nine (9) separate transactions for an aggregate sale price of $97,959.27. As a result of these transactions, Paragon owns of record an aggregate of 1,616,138 shares of Common Stock of the Issuer, representing 13.7% of the Company's total issued and outstanding shares of Common Stock. The 13.7% ownership interest excludes shares underlying a warrant to purchase up to 2,000,000 shares of Common Stock owned by Paragon, which contractually caps any such exercise at a 19.99% aggregate beneficial ownership interest. Paragon disclaims beneficial ownership of any shares underlying the warrant in excess of the foregoing 19.99% limitation. As of the date of this filing, the number of exercisable shares underlying the warrant could not exceed 919,418 shares of Common Stock.
- Represents the shares of Common Stock of the Company owned of record by Paragon and beneficially by Alan Donenfeld. Mr. Donenfeld is the Managing Member of Paragon Capital Advisors LLC, which is the General Partner of Paragon and, therefore, may be deemed to beneficially own the securities owned of record by Paragon.