Filing Details

Accession Number:
0001437749-12-006285
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-06-21 16:16:32
Reporting Period:
2012-05-07
Filing Date:
2012-06-21
Accepted Time:
2012-06-21 16:16:32
Original Submission Date:
2012-05-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
896400 Multimedia Games Holding Company Inc. MGAM Services-Amusement & Recreation Services (7900) 742611034
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1487806 J. Joaquin Aviles Multimedia Games Holding Company, Inc.
206 Wild Basin Road, Bldg. B, Suite 400
Austin TX 78746
Vice President Of Technology No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-05-07 50,000 $4.80 50,000 No 4 M Direct
Common Stock Disposition 2012-05-07 50,000 $13.07 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-05-07 50,000 $0.00 50,000 $4.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 2009-07-05 2016-07-05 No 4 M Direct
Footnotes
  1. The exercise and sales reported in this filing were made pursuant to the 10b5-1 sales plan of Reporting Person, signed on March 9, 2012.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.91 to $13.17, inclusive. The Reporting Person undertakes to provide to Multimedia Games Holding Company, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
  3. This Form 4/A is being filed solely to amend the amount disclosed in Column 5 of Table I of the original Form 4 filed on May 9, 2012. In the Reporting Person's original Form 4, the amount reported in Column 5 of Table I with respect to this transaction included common stock receivable upon the Reporting Person's exercise of unexercised stock options. The amount disclosed in Column 5 of Table I of this Form 4/A with respect to this transaction represents the total number of shares of the Company's common stock owned following the reported transaction, not including shares receivable upon the exercise of stock options.