Filing Details

Accession Number:
0001209191-12-034879
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-21 16:07:29
Reporting Period:
2012-06-19
Filing Date:
2012-06-21
Accepted Time:
2012-06-21 16:07:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1340127 Carbonite Inc CARB Services-Computer Processing & Data Preparation (7374) 331111329
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526349 Jeffry Flowers C/O Carbonite, Inc.
177 Huntington Avenue
Boston MA 02115
Chief Architect Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-06-19 3,087 $8.20 761,583 No 4 S Direct
Common Stock Disposition 2012-06-19 82 $8.20 107,644 No 4 S Indirect By Trust
Common Stock Disposition 2012-06-19 318 $8.20 116,694 No 4 S Indirect By Trust
Common Stock Disposition 2012-06-19 82 $8.20 107,644 No 4 S Indirect By Trust
Common Stock Disposition 2012-06-19 318 $8.20 116,694 No 4 S Indirect By Trust
Common Stock Disposition 2012-06-19 112 $8.20 40,935 No 4 S Indirect By Trust
Common Stock Disposition 2012-06-19 112 $8.20 40,935 No 4 S Indirect By Trust
Common Stock Disposition 2012-06-20 3,087 $8.04 758,496 No 4 S Direct
Common Stock Disposition 2012-06-20 82 $8.04 107,562 No 4 S Indirect By Trust
Common Stock Disposition 2012-06-20 318 $8.04 116,376 No 4 S Indirect By Trust
Common Stock Disposition 2012-06-20 82 $8.04 107,562 No 4 S Indirect By Trust
Common Stock Disposition 2012-06-20 318 $8.04 116,376 No 4 S Indirect By Trust
Common Stock Disposition 2012-06-20 112 $8.04 40,823 No 4 S Indirect By Trust
Common Stock Disposition 2012-06-20 112 $8.04 40,823 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Direct
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,839 Indirect By Spouse
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2011.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.00 to $8.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. These shares are owned by the Jeffry Flowers 2009 Grantor Retained Annuity Trust No. 1. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  4. These shares are owned by the Jeffry Flowers 2009 Grantor Retained Annuity Trust No. 2. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  5. These shares are owned by the Laurie Flowers 2009 Grantor Retained Annuity Trust No. 1. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  6. These shares are owned by the Laurie Flowers 2009 Grantor Retained Annuity Trust No. 2. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  7. These shares are owned by the Jeffry Flowers 2010 Grantor Retained Annuity Trust. The reporting person is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  8. These shares are owned by the Laurie Flowers 2010 Grantor Retained Annuity Trust. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
  9. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.0425 to $8.1091, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  10. These shares are owned by Laurie Flowers. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.