Filing Details
- Accession Number:
- 0001140361-12-030737
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-20 17:33:21
- Reporting Period:
- 2012-06-18
- Filing Date:
- 2012-06-20
- Accepted Time:
- 2012-06-20 17:33:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1198287 | L David King | 225 Franklin Street Boston MA 02110 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 2,501 | $15.09 | 52,501 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 500 | $15.10 | 53,001 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 500 | $15.11 | 53,501 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 900 | $15.11 | 54,401 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 3,400 | $15.12 | 57,801 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 1,300 | $15.13 | 59,101 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 4,000 | $15.15 | 63,101 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 3,599 | $15.16 | 66,700 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 1,481 | $15.17 | 68,181 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 700 | $15.17 | 68,881 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 100 | $15.18 | 68,981 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2012-06-18 | 1,019 | $15.18 | 70,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |