Filing Details

Accession Number:
0001140361-12-030737
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-20 17:33:21
Reporting Period:
2012-06-18
Filing Date:
2012-06-20
Accepted Time:
2012-06-20 17:33:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
99614 Tri-Continental Corp TY (0) 135441850
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198287 L David King 225 Franklin Street
Boston MA 02110
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 2,501 $15.09 52,501 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 500 $15.10 53,001 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 500 $15.11 53,501 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 900 $15.11 54,401 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 3,400 $15.12 57,801 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 1,300 $15.13 59,101 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 4,000 $15.15 63,101 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 3,599 $15.16 66,700 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 1,481 $15.17 68,181 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 700 $15.17 68,881 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 100 $15.18 68,981 No 4 P Direct
Tri-Continental Corporation Common Stock Acquisiton 2012-06-18 1,019 $15.18 70,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct