Filing Details
- Accession Number:
- 0001181431-12-037324
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-19 21:37:16
- Reporting Period:
- 2012-06-15
- Filing Date:
- 2012-06-19
- Accepted Time:
- 2012-06-19 21:37:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1396279 | Hhgregg Inc. | HGG | Retail-Radio, Tv & Consumer Electronics Stores (5731) | 208819207 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236886 | P Lawrence Castellani | 299 Park Avenue 20Th Floor New York NY 10171 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-06-15 | 50,000 | $5.00 | 50,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2012-06-15 | 50,000 | $10.22 | 0 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2012-06-15 | 333 | $5.85 | 333 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2012-06-15 | 333 | $10.22 | 0 | No | 4 | S | Direct | |
| Common Stock, Par Value $.0001 Per Share | Acquisiton | 2012-06-19 | 3,000 | $5.85 | 3,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $.0001 Per Share | Disposition | 2012-06-19 | 3,000 | $10.65 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2012-06-15 | 50,000 | $0.00 | 50,000 | $5.00 |
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2012-06-15 | 333 | $0.00 | 333 | $5.85 |
| Common Stock | Employee Stock Option (Right to buy) | Disposition | 2012-06-19 | 3,000 | $0.00 | 3,000 | $5.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-07-26 | No | 4 | M | Direct | |
| 6,333 | 2013-09-08 | No | 4 | M | Direct | |
| 3,333 | 2013-09-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.0001 Per Share | 260,606 | Indirect | By Trust/Foundation |
Footnotes
- Mr. Castellani, as (i) trustee of the Lawrence P and Joan J Castellani 2007 Irrevocable Turst owns 119,041 shares, (ii) trust of the Lawrence P. Castellani Grantor Retained Annuity Turst, which owns 80,959 shares, (iii) as trustee of the Lawrence P. Castellani Family Foundation, which owns 30,303 shares, and (iv) member of the Castellani Associates II, LLC, which owns 30,303 shares, has power to vote and dispose of all such shares.
- The original grant date was 7/26/2005, and vested in three equal installments on the first three anniversaries of the date of grant.
- The original grant date was 9/8/2006, and vested in three equal installments on the first three anniversaries of the date of grant.
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