Filing Details
- Accession Number:
- 0001140361-12-030601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-19 19:49:17
- Reporting Period:
- 2012-01-05
- Filing Date:
- 2012-06-19
- Accepted Time:
- 2012-06-19 19:49:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1198287 | L David King | 225 Franklin Street Boston MA 02110 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-01-05 | 35,000 | $14.48 | 35,000 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-03-16 | 3,800 | $16.14 | 38,800 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-03-16 | 1,100 | $16.14 | 39,900 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-03-16 | 1,000 | $16.13 | 40,900 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-03-16 | 1,800 | $16.13 | 42,700 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-03-16 | 2,000 | $16.11 | 44,700 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-03-16 | 2,700 | $16.10 | 47,400 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-03-16 | 100 | $16.09 | 47,500 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-03-16 | 100 | $16.08 | 47,600 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-03-16 | 1,000 | $16.07 | 48,600 | No | 4 | P | Direct | |
| Tri-Continental Corporation Common Stock | Acquisiton | 2012-03-16 | 1,400 | $16.06 | 50,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
