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Home > Insider Trading > Filing (0001140361-12-030601)

Filing Details

Accession Number:: 0001140361-12-030601
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-06-19 19:49:17
Reporting Period:: 2012-01-05

Filing Date:: 2012-06-19
Accepted Time:: 2012-06-19 19:49:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
99614	Tri-Continental Corp	TY	(0)	135441850

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1198287	L David King	225 Franklin Street Boston MA 02110		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Tri-Continental Corporation Common Stock	Acquisiton	2012-01-05	35,000	$14.48	35,000	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2012-03-16	3,800	$16.14	38,800	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2012-03-16	1,100	$16.14	39,900	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2012-03-16	1,000	$16.13	40,900	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2012-03-16	1,800	$16.13	42,700	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2012-03-16	2,000	$16.11	44,700	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2012-03-16	2,700	$16.10	47,400	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2012-03-16	100	$16.09	47,500	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2012-03-16	100	$16.08	47,600	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2012-03-16	1,000	$16.07	48,600	No	4	P	Direct
Tri-Continental Corporation Common Stock	Acquisiton	2012-03-16	1,400	$16.06	50,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct