Filing Details
- Accession Number:
- 0001209191-12-034531
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-19 16:34:30
- Reporting Period:
- 2012-06-15
- Filing Date:
- 2012-06-19
- Accepted Time:
- 2012-06-19 16:34:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1469433 | Ancestry.com Inc. | ACOM | Services-Computer Processing & Data Preparation (7374) | 261235962 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1355410 | Howard Hochhauser | 360 West 4800 North Provo UT 84604 | Cfo And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Acquisiton | 2012-06-15 | 7,000 | $5.50 | 7,000 | No | 4 | M | Direct | |
| Common Stock, Par Value $.001 | Disposition | 2012-06-15 | 7,000 | $25.99 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Common Stock Option (right to buy) | Disposition | 2012-06-15 | 7,000 | $0.00 | 7,000 | $5.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 314,000 | 2019-02-11 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Common Stock Option (right to buy) | $7.36 | 2019-05-27 | 99,000 | 99,000 | Direct | |
| Common Stock, $0.001 Par Value | Common Stock Option (right to buy) | $23.35 | 2022-03-01 | 200,000 | 200,000 | Direct | |
| Common Stock, $0.001 Par Value | Restricted Stock Units | $0.00 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-05-27 | 99,000 | 99,000 | Direct |
| 2022-03-01 | 200,000 | 200,000 | Direct |
| 100,000 | 100,000 | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by Mr. Hochhauser on August 30, 2011.
- Option granted on February 11, 2009. The option, originally representing a right to purchase 500,000 shares, vests over four years with 1/4 of the total number of shares subject to the option having vested on January 12, 2010, and 1/48 of the total number of shares subject to the option vesting monthly thereafter.
- Option granted on May 27, 2009. The option, representing a right to purchase 99,000 shares, vests over four years with 1/4 of the total number of shares subject to the option having vested on January 1, 2011 and 1/48 of the total number of shares subject to the option vesting monthly thereafter.
- Option granted on March 1, 2012. The option, representing a right to purchase 200,000 shares, vests with respect to 1/48 of the total number of shares subject to the option on March 1, 2013, and 1/48 of the total number of shares subject to the option on the first day of every month thereafter.
- Each restricted stock unit represents a contingent right to receive one share of Ancestry.com's common stock.
- On March 1, 2012, the reporting person received 100,000 restricted stock units, vesting 1/16 on March 1, 2013 and 1/16 on the first day of every third month thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.
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