Filing Details
- Accession Number:
- 0001179110-12-010516
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-19 10:24:12
- Reporting Period:
- 2012-06-14
- Filing Date:
- 2012-06-19
- Accepted Time:
- 2012-06-19 09:24:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1434621 | Tree.com Inc. | TREE | Loan Brokers (6163) | 262414818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1441015 | G David Norris | 11115 Rushmore Dr. Charlotte NC 28277 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-14 | 8,544 | $7.46 | 8,544 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 8,544 | $9.03 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-15 | 1,507 | $7.46 | 1,507 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-15 | 1,456 | $9.03 | 51 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-15 | 51 | $9.07 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2012-06-14 | 8,544 | $0.00 | 8,544 | $7.46 |
| Common Stock | Options to Purchase Common Stock | Disposition | 2012-06-15 | 1,507 | $0.00 | 1,507 | $7.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,591 | 2018-08-21 | No | 4 | M | Direct | |
| 15,084 | 2018-08-21 | No | 4 | M | Direct |
Footnotes
- These options vested in four equal annual installments beginning on January 31, 2009 in accordance with the terms of the original award agreement.
Billionaire Hedge Funds
