Filing Details
- Accession Number:
- 0001246360-12-002807
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-18 17:55:10
- Reporting Period:
- 2012-06-14
- Filing Date:
- 2012-06-18
- Accepted Time:
- 2012-06-18 17:55:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251378 | E Manolis Kotzabasakis | Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803 | Evp, Products | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-14 | 600 | $5.27 | 136,541 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 7,307 | $10.42 | 143,848 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 5,760 | $9.55 | 149,608 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 9,600 | $9.55 | 159,208 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 23,267 | $21.91 | 135,941 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-06-14 | 600 | $0.00 | 600 | $5.27 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-06-14 | 7,307 | $0.00 | 7,307 | $10.42 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-06-14 | 5,760 | $0.00 | 5,760 | $9.55 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-06-14 | 9,600 | $0.00 | 9,600 | $9.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-09-14 | No | 4 | M | Direct | |
| 0 | 2016-11-16 | No | 4 | M | Direct | |
| 0 | 2019-11-08 | No | 4 | M | Direct | |
| 0 | 2009-11-09 | 2019-11-08 | No | 4 | M | Direct |
Footnotes
- The option, representing a right to purchase 80,000 shares, became exercisable in 16 equal consecutive quarterly installments beginning on December 31, 2005.
- The option, representing a right to purchase 24,000 shares, became exercisable in 16 equal consecutive quarterly installments beginning on December 29, 2006, and the balance on the last day of each consecutive quarter thereafter.
- The option, representing a right to purchase 5,760 shares, became exercisable in six equal consecutive quarterly installments beginning on the last day of the first quarter of 2010.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.75 to $22.0875, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
