Filing Details
- Accession Number:
- 0001298900-12-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-18 16:58:08
- Reporting Period:
- 2012-05-31
- Filing Date:
- 2012-06-18
- Accepted Time:
- 2012-06-18 16:58:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880771 | Sciclone Pharmaceuticals Inc | SCLN | Pharmaceutical Preparations (2834) | 943116852 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298900 | Gary Titus | 950 Tower Lane, Suite 900 Foster City CA 94404 | Senior Vp Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-05-31 | 261 | $3.84 | 37,095 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 15,029 | $0.95 | 52,124 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 15,029 | $7.05 | 37,095 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-15 | 36,954 | $0.95 | 74,049 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-15 | 36,954 | $6.99 | 37,095 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-15 | 29,624 | $0.95 | 66,719 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-15 | 29,624 | $6.99 | 37,095 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-06-14 | 15,029 | $0.00 | 15,029 | $0.95 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-06-15 | 36,954 | $0.00 | 36,954 | $0.95 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2012-06-15 | 29,624 | $0.00 | 29,624 | $0.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 134,971 | 2018-12-16 | No | 4 | M | Direct | |
| 98,017 | 2018-12-16 | No | 4 | M | Direct | |
| 68,393 | 2018-12-16 | No | 4 | M | Direct |
Footnotes
- Purchased under the Issuer's Employee Stock Purchase Plan on May 31, 2012.
- Granted under the Issuer's 2005 Equity Incentive Plan.
- 25% of such shares vest one year from the date of grant and 2.0833% vests each month thereafter, provided that Reporting Person continues to be employed by the Issuer.
- Provided Reporting Person remains employed by the Issuer, the Option will vest based on the achievement of certain performance targets on or prior to December 31, 2010, with 25,000 shares respectively vesting upon attainment of each of three specified goals. If these targets are not achieved on or before December 31, 2010, the Option will not vest and will terminate at that time.
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