Filing Details
- Accession Number:
- 0001413753-12-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-18 16:56:37
- Reporting Period:
- 2012-06-15
- Filing Date:
- 2012-06-18
- Accepted Time:
- 2012-06-18 16:56:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 88941 | Semtech Corp | SMTC | Semiconductors & Related Devices (3674) | 952119684 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388432 | Jungsup James Kim | 200 Flynn Road Camarillo CA 93012-8790 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-15 | 3,150 | $11.23 | 13,713 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-15 | 3,150 | $24.01 | 10,563 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-06-15 | 3,150 | $0.00 | 3,150 | $11.23 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,850 | 2015-02-24 | No | 4 | M | Direct |
Footnotes
- These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Kim on March 19, 2012.
- This option vested in three annual installments beginning on February 24, 2010.
Billionaire Hedge Funds
