Filing Details
- Accession Number:
- 0001285550-12-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-15 16:32:05
- Reporting Period:
- 2012-06-14
- Filing Date:
- 2012-06-15
- Accepted Time:
- 2012-06-15 16:32:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1285550 | Mri Interventions Inc. | MRIC | Surgical & Medical Instruments & Apparatus (3841) | 582394628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540091 | C. Bruce Conway | C/O Mri Interventions, Inc. One Commerce Square, Suite 2550 Memphis TN 38103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-14 | 1,000 | $1.00 | 1,000 | No | 4 | P | Indirect | By G. McShane Trust for Merritt E. Conway |
| Common Stock | Acquisiton | 2012-06-14 | 1,000 | $0.96 | 1,000 | No | 4 | P | Indirect | By G. McShane Trust for Chase T. Conway |
| Common Stock | Acquisiton | 2012-06-14 | 1,000 | $0.90 | 1,000 | No | 4 | P | Indirect | By G. McShane Trust for Alden M. Conway |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By G. McShane Trust for Merritt E. Conway |
| No | 4 | P | Indirect | By G. McShane Trust for Chase T. Conway |
| No | 4 | P | Indirect | By G. McShane Trust for Alden M. Conway |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,000 | Indirect | By Conway Family GST Trust |
| Common Stock | 1,500 | Indirect | By Edna N. Conway Irrevocable Trust FBO Alden M. Conway |
| Common Stock | 1,500 | Indirect | By Edna N. Conway Irrevocable Trust FBO Chase T. Conway |
| Common Stock | 1,500 | Indirect | By Edna N. Conway Irrevocable Trust FBO Merritt E. Conway |
| Common Stock | 222,250 | Indirect | By spouse |
| Common Stock | 406,137 | Indirect | By Alden M. Conway Trust |
| Common Stock | 406,137 | Indirect | By Chase T. Conway Trust |
| Common Stock | 406,137 | Indirect | By Merritt E. Conway Trust |
| Common Stock | 1,813,568 | Direct |
Footnotes
- These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- These shares are held in a trust for the benefit of the reporting person's child. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- Includes 32,891 shares held jointly with spouse.
Billionaire Hedge Funds
