Filing Details
- Accession Number:
- 0001234452-12-000248
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-15 16:01:50
- Reporting Period:
- 2012-06-13
- Filing Date:
- 2012-06-15
- Accepted Time:
- 2012-06-15 16:01:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
804328 | Qualcomm Inc | QCOM | Radio & Tv Broadcasting & Communications Equipment (3663) | 953685934 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191307 | R Steven Altman | 5775 Morehouse Dr. San Diego CA 92121-1714 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-13 | 31,833 | $37.29 | 136,340 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2012-06-13 | 31,833 | $59.50 | 104,507 | No | 4 | S | Indirect | by Trust |
Common Stock | Acquisiton | 2012-06-13 | 18,167 | $35.66 | 122,674 | No | 4 | M | Indirect | by Trust |
Common Stock | Disposition | 2012-06-13 | 18,167 | $59.50 | 104,507 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | M | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-13 | 18,167 | $0.00 | 18,167 | $35.66 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-13 | 31,833 | $0.00 | 31,833 | $37.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
154,417 | 2018-11-06 | No | 4 | M | Direct | |
5,562 | 2017-11-11 | No | 4 | M | Indirect |
Footnotes
- Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
- The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.
- The sale prices for this transaction ranged from $59.50 to $59.52. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.
- The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.