Filing Details
- Accession Number:
- 0001209191-12-034046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-15 15:12:53
- Reporting Period:
- 2012-06-14
- Filing Date:
- 2012-06-15
- Accepted Time:
- 2012-06-15 15:12:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
49826 | Illinois Tool Works Inc | ITW | General Industrial Machinery & Equipment (3560) | 361258310 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1478669 | Jr Byron David Smith | Illinois Tool Works Inc. 3600 West Lake Avenue Glenview IL 60026 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-06-14 | 66,667 | $54.15 | 2,650,002 | No | 4 | S | Indirect | By partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By partnership |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,714 | Direct | |
Common Stock | 102,901 | Direct | |
Common Stock | 6,404,842 | Indirect | Trusts |
Common Stock | 14,986 | Indirect | Trusts |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | $0.00 | 1,069 | 1,069 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,069 | 1,069 | Direct |
Footnotes
- Shares owned directly by reporting person with his spouse.
- This transaction was executed in multiple trades at prices ranging from $53.61 to $54.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by 2009 Smith Family LP of which the reporting person has a partial direct beneficial interest.
- Shares held in various trusts of which reporting person has a partial direct beneficial interest.
- Shares held in various trusts of which the reporting person has a pecuniary interest and his father is a co-trustee. The reporting person disclaims beneficial ownership of these shares.
- Represents units of phantom stock under the Phantom Stock Plan for non-employee directors as of June 12, 2012. Each unit is equal in value to one share of common stock. The units are not transferable and have no voting rights. Additional units are credited in amounts equivalent to cash dividends paid on the common stock.