Filing Details
- Accession Number:
- 0001179110-12-010263
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-15 12:19:46
- Reporting Period:
- 2012-06-13
- Filing Date:
- 2012-06-15
- Accepted Time:
- 2012-06-15 12:19:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1434621 | Tree.com Inc. | TREE | Loan Brokers (6163) | 262414818 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1441015 | G David Norris | 11115 Rushmore Dr. Charlotte NC 28277 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-13 | 3,191 | $7.46 | 3,191 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-06-13 | 3,191 | $9.07 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-06-14 | 1,674 | $7.46 | 1,674 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-06-14 | 1,674 | $9.07 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock | Disposition | 2012-06-13 | 3,191 | $0.00 | 3,191 | $7.46 |
Common Stock | Options to Purchase Common Stock | Disposition | 2012-06-14 | 1,674 | $0.00 | 1,674 | $7.46 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
26,809 | 2018-08-21 | No | 4 | M | Direct | |
25,135 | 2018-08-21 | No | 4 | M | Direct |
Footnotes
- These options vested in four equal annual installments beginning on January 31, 2009 in accordance with the terms of the original award agreement.