Filing Details
- Accession Number:
- 0001203311-12-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-14 19:49:03
- Reporting Period:
- 2012-06-12
- Filing Date:
- 2012-06-14
- Accepted Time:
- 2012-06-14 19:49:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216477 | E Todd Simpson | 21823 30Th Drive Se Bothell WA 98021 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-12 | 45,000 | $5.20 | 95,762 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-12 | 45,000 | $23.97 | 50,762 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 30,417 | $5.20 | 81,179 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 30,417 | $24.97 | 50,762 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-06-14 | 19,583 | $5.63 | 70,345 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-14 | 19,583 | $24.97 | 50,762 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-12 | 45,000 | $0.00 | 45,000 | $5.20 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-14 | 30,417 | $0.00 | 30,417 | $5.20 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-06-14 | 19,583 | $0.00 | 19,583 | $5.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,417 | 2015-10-04 | No | 4 | M | Direct | |
| 0 | 2015-10-04 | No | 4 | M | Direct | |
| 0 | 2016-01-31 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Simpson on June 20, 2011.
- Amount of securities beneficially owned following reported transactions includes 21,220 Restricted Stock Units subject to vesting.
- Shares shall vest at a rate of 25% on October 4, 2006 and monthly thereafter until all shares are fully vested on October 4, 2009.
- Shares shall vest at a rate of 25% on 1/31/07 and monthly thereafter until all the shares are fully vested on 1/31/10.
Billionaire Hedge Funds
