Filing Details

Accession Number:
0001104659-12-043636
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-14 18:11:00
Reporting Period:
2012-06-12
Filing Date:
2012-06-14
Accepted Time:
2012-06-14 17:11:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
881524 Vivus Inc VVUS Pharmaceutical Preparations (2834) 943136179
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236514 Patrick Michael Miller 1172 Castro Street
Mountain View CA 94040
Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-06-12 25,000 $10.19 32,943 No 4 M Direct
Common Stock Disposition 2012-06-12 25,000 $25.00 7,943 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-06-12 25,000 $0.00 25,000 $10.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
375,000 2020-04-30 No 4 M Direct
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2012.
  2. Includes 2,188 shares acquired on May 14, 2012 under the VIVUS, Inc. Employee Stock Purchase Plan.
  3. Twenty-five percent (25%) of the total number of shares become exercisable on 4/26/11 and one forty-eighth (1/48th) of the total number of shares become exercisable over the next 36 months.