Filing Details

Accession Number:
0001209191-12-033808
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-06-14 15:44:05
Reporting Period:
2012-06-12
Filing Date:
2012-06-14
Accepted Time:
2012-06-14 15:44:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49826 Illinois Tool Works Inc ITW General Industrial Machinery & Equipment (3560) 361258310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478669 Jr Byron David Smith Illinois Tool Works Inc.
3600 West Lake Avenue
Glenview IL 60026
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-06-12 66,666 $55.22 2,783,336 No 4 S Indirect By partnership
Common Stock Disposition 2012-06-13 66,667 $54.66 2,716,669 No 4 S Indirect By partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By partnership
No 4 S Indirect By partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,714 Direct
Common Stock 102,901 Direct
Common Stock 6,404,842 Indirect Trusts
Common Stock 14,986 Indirect Trusts
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 1,069 1,069 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,069 1,069 Direct
Footnotes
  1. Shares owned directly by reporting person with his spouse.
  2. This transaction was executed in multiple trades at prices ranging from $54.88 to $55.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
  3. Shares are held by 2009 Smith Family LP of which the reporting person has a partial direct beneficial interest.
  4. This transaction was executed in multiple trades at prices ranging from $54.22 to $55.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
  5. Shares held in various trusts of which reporting person has a partial direct beneficial interest.
  6. Shares held in various trusts of which the reporting person has a pecuniary interest and his father is a co-trustee. The reporting person disclaims beneficial ownership of these shares.
  7. Represents units of phantom stock under the Phantom Stock Plan for non-employee directors as of June 12, 2012. Each unit is equal in value to one share of common stock. The units are not transferable and have no voting rights. Additional units are credited in amounts equivalent to cash dividends paid on the common stock.