Filing Details
- Accession Number:
- 0001548538-12-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-13 17:56:32
- Reporting Period:
- 2012-06-11
- Filing Date:
- 2012-06-13
- Accepted Time:
- 2012-06-13 17:56:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1311241 | Intermolecular Inc | IMI | Semiconductors & Related Devices (3674) | 201616267 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192391 | Irwin Federman | 2735 Sand Hill Road Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Per Share | Disposition | 2012-06-11 | 150,000 | $6.75 | 4,350,619 | No | 4 | S | Indirect | Directly owned by USVP IX |
Common Stock, $0.001 Per Share | Disposition | 2012-06-12 | 53,368 | $6.78 | 4,297,251 | No | 4 | S | Indirect | Directly owned by USVP IX |
Common Stock, $0.001 Per Share | Disposition | 2012-06-13 | 15,263 | $6.80 | 4,281,988 | No | 4 | S | Indirect | Directly owned by USVP IX |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Directly owned by USVP IX |
No | 4 | S | Indirect | Directly owned by USVP IX |
No | 4 | S | Indirect | Directly owned by USVP IX |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.83 to $6.75, inclusive for sales on 6/12/12 and prices ranging from $6.82 to $6.75, inclusive for sales on 6/13/12 . The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4
- Presidio Management Group IX, LLC ("PMG IX") is the general partner of US Venture Partners IX, L.P. ("USVP IX") and Irwin Federman, Winston S. Fu, Steven M. Krausz, David E. Liddle, Paul A Matteucci, Jonathan D. Root, Christopher J. Rust, Casey M. Tansey, and Philip M. Young, the managing members of PMG IX, may be deemed to share voting and dispositive power over the shares held by USVP IX. Such persons and entities disclaim beneficial ownership of shares held by USVP IX, except to the extent of any proportionate pecuniary interest therein.