Filing Details
- Accession Number:
- 0001209191-12-033715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-13 17:30:31
- Reporting Period:
- 2012-06-12
- Filing Date:
- 2012-06-13
- Accepted Time:
- 2012-06-13 17:30:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1123541 | Penson Worldwide Inc | PNSN | Security Brokers, Dealers & Flotation Companies (6211) | 752896356 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1356285 | B Andrew Koslow | C/O Penson Worldwide, Inc. 1700 Pacific Avenue, Suite 1400 Dallas TX 75201 | Executive Vp - General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-06-12 | 76,559 | $0.22 | 75,656 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Includes 37,384 Restricted Stock Units, the unvested portion of which vests in annual installments as follows: 18,692 shares on January 1, 2013 and 18,692 shares on January 1, 2014.
- Includes 31,341 Restricted Stock Units, the unvested portion of which vests in annual installments as follows: 10,447 shares on March 1, 2013, 10,447 shares on March 1, 2014 and 10,447 shares on March 1, 2015.
- Includes 5,822 Restricted Stock Units, the unvested portion of which vests in quarterly installments as follows: 1941 shares on July 1, 2012; 1940 shares on October 1, 2012; and 1941 shares on December 31, 2012.
Billionaire Hedge Funds
