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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1123541	Penson Worldwide Inc	PNSN	Security Brokers, Dealers & Flotation Companies (6211)	752896356

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1320998	Bryce Engel	C/O Penson Worldwide, Inc. 1700 Pacific Avenue, Suite 1400 Dallas TX 75201	President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2012-06-12	11,913	$0.22	188,396	No	4	S	Direct
Common Stock	Disposition	2012-06-13	5,751	$0.19	182,645	No	4	S	Direct
Common Stock	Disposition	2012-06-13	66,840	$0.18	115,805	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Footnotes

Includes 11,250 Restricted Stock Units that vest evenly over 3 quarters from September 1, 2012.
Includes 6,149 Restricted Stock Units that vest evenly over 5 quarters from August 1, 2012.
Includes 43,558 Restricted Stock Units, the unvested portion of which vests in annual installments as follows: 21,779 shares on January 1, 2013 and 21,779 shares on January 1, 2014.
Includes 54,848 Restricted Stock Units, the unvested portion of which vests in annual installments as follows: 18,283 shares on March 1, 2013, 18,283 shares on March 1, 2014 and 18,282 shares on March 1, 2015.