Filing Details
- Accession Number:
- 0001181431-12-036337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-13 18:05:00
- Reporting Period:
- 2012-06-11
- Filing Date:
- 2012-06-13
- Accepted Time:
- 2012-06-13 17:05:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880631 | Wisdomtree Investments Inc. | WETF | Commodity Contracts Brokers & Dealers (6221) | 133487784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1526069 | Iii Luciano Siracusano | 380 Madison Avenue 21St Floor New York NY 10017 | Chief Investment Strategist | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-06-11 | 40,000 | $6.79 | 356,554 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-06-12 | 80,000 | $6.62 | 276,554 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2012-06-11 | 120,000 | $0.00 | 120,000 | $0.03 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
330,000 | 2014-03-16 | No | 4 | M | Direct |
Footnotes
- Exercisable as to 75,000 shares on each of March 17, 2005, 2006, 2007, 2008 and 2009 and exercisable as to an additional 375,000 shares on September 7, 2011.
- Includes (i) restricted stock award which vests as to 75,000 shares on each of January 25, 2013 and 2014, and (ii) restricted stock award which vests as to 17,276 shares on January 25, 2013.