Filing Details
- Accession Number:
- 0001209191-12-033686
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-13 17:29:17
- Reporting Period:
- 2012-06-11
- Filing Date:
- 2012-06-13
- Accepted Time:
- 2012-06-13 16:29:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1333170 | Nxstage Medical Inc. | NXTM | Electromedical & Electrotherapeutic Apparatus (3845) | 043454702 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1341405 | L Winifred Swan | C/O Nxstage Medical, Inc. 439 South Union Street, 5Th Floor Lawrence MA 01843 | Svp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-11 | 1,000 | $5.47 | 14,267 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-06-11 | 1,541 | $4.54 | 15,808 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-11 | 2,541 | $15.48 | 13,267 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-12 | 3,000 | $15.12 | 10,267 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-06-11 | 1,000 | $0.00 | 1,000 | $5.47 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-06-11 | 1,541 | $0.00 | 1,541 | $4.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,997 | 2004-02-13 | 2014-02-13 | No | 4 | M | Direct |
| 6,262 | 2008-04-27 | 2015-03-26 | No | 4 | M | Direct |
Footnotes
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2010, amended August 23, 2010, amended on December 16, 2010 and further amended on November 8, 2011.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.22 to $15.80. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.92 to $15.23. The reporting person undertakes to provide to the issuer, any holder of the issuer's stock, or the SEC, upon request, full information regarding the number of shares sold at each separate price within the range described above.
- These stock options were fully exerciable on the date of grant and, upon exercise, were subject to a repurchase right in favor of us. This repurchase right terminated upon the closing of our initial public offering and all such options are currently exercisable.
- This option was granted on March 27, 2008 and vests over four years in equal monthly installments.
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