Filing Details
- Accession Number:
- 0001127602-12-020018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-13 15:43:25
- Reporting Period:
- 2012-06-13
- Filing Date:
- 2012-06-13
- Accepted Time:
- 2012-06-13 15:43:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397703 | G Lawrence Smith | 1010 Grand Blvd Kansas City MO 64106 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-13 | 4,000 | $27.06 | 10,798 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-13 | 400 | $47.21 | 10,398 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-13 | 300 | $47.21 | 10,098 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-13 | 100 | $47.21 | 9,998 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-13 | 100 | $47.22 | 9,898 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-13 | 100 | $47.22 | 9,798 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-13 | 910 | $47.22 | 8,888 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-13 | 1,000 | $47.23 | 7,888 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-13 | 300 | $47.26 | 7,588 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-13 | 600 | $47.26 | 6,988 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-13 | 100 | $47.26 | 6,888 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-13 | 90 | $47.31 | 6,798 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-06-13 | 4,000 | $0.00 | 4,000 | $27.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 898 | 2008-03-20 | 2015-03-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 101 | Indirect | by ESOP |
| Common Stock | 613 | Indirect | By 401(k) |
Footnotes
- Options vest 50% on 3/20/08; 75% on 3/21/09; and 100% on 3/21/10
Billionaire Hedge Funds
