Filing Details
- Accession Number:
- 0001181431-12-036147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-12 19:37:13
- Reporting Period:
- 2012-06-10
- Filing Date:
- 2012-06-12
- Accepted Time:
- 2012-06-12 18:37:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1048620 | Granite City Food & Brewery Ltd. | GCFB | Retail-Eating Places (5812) | 411883639 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344510 | Scott Dean Oakey | 5724 Calpine Drive Malibu CA 90265 | Chief Concept Officer | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-10 | 3,125,000 | $2.08 | 3,264,298 | No | 4 | P | Indirect | By Concept Development Partners LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Concept Development Partners LLC |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | $0.00 | 2011-05-10 | 6,000,000 | 3,000,000 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
6,000,000 | 3,000,000 | Indirect |
Footnotes
- On June 10, 2012, Concept Development Partners LLC and the Issuer entered into a stock purchase agreement for the purchase of the shares reported herein.
- The reporting person has an indirect pecuniary interest in the shares reported herein.
- Each share of the Preferred Stock is convertible into two shares of common stock.
- The Preferred Stock may be converted into common stock of the Issuer at any time prior to December 31, 2014. The Preferred Stock will automatically convert to common stock of the Issuer on the first business day on or after December 31, 2014, on which the average of the closing sale prices of the Issuer's common stock on the NASDAQ Capital Market (or other principal exchange or market on which the common stock is then traded) for the trading days within the 90 calendar day period ending on the date prior to such first business day is greater than $4.00 per share (as adjusted for stock splits, distributions or other combinations).