Filing Details
- Accession Number:
- 0001534158-12-000128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-12 17:53:18
- Reporting Period:
- 2012-06-08
- Filing Date:
- 2012-06-12
- Accepted Time:
- 2012-06-12 17:53:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1229313 | D Stephen Newlin | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-08 | 142,033 | $1.43 | 578,037 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-06-08 | 67,623 | $13.59 | 510,414 | No | 4 | D | Direct | |
Common Stock | Disposition | 2012-06-12 | 74,410 | $13.13 | 436,004 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2012-06-08 | 142,033 | $0.00 | 142,033 | $1.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-03-04 | No | 4 | M | Direct |
Footnotes
- The exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
- The sales price is a weighted average for the sales transactions. The sales prices range from a low of $12.94 per share to a high of $13.38 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- SARs become exercisable and vest one-third on the attainment of 10%, 20% and 30% stock appreciation (which must be maintained for a minimum of three consecutive trading days) from the grant date closing price of $1.43 per share, with no more than one-third vesting per year during the first three years.