Filing Details
- Accession Number:
- 0001181431-12-036118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-12 17:19:59
- Reporting Period:
- 2012-06-08
- Filing Date:
- 2012-06-12
- Accepted Time:
- 2012-06-12 17:19:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | BABY | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255825 | Ken Ludlum | C/O Natus Medical Incorporated 1501 Industrial Road San Carlos CA 94070 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2012-06-08 | 8,750 | $0.00 | 73,700 | No | 4 | A | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2012-06-08 | 5,000 | $10.65 | 68,700 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option | Acquisiton | 2012-06-08 | 5,000 | $0.00 | 5,000 | $10.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 25,000 | 2012-07-08 | 2018-06-08 | No | 4 | A | Direct |
Footnotes
- The shares vest in full on the first anniversary of the date of the award.
- The options vest in 12 equal monthly installments beginning on the date of grant.
Billionaire Hedge Funds
