Filing Details
- Accession Number:
- 0001144204-12-034428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-12 15:52:34
- Reporting Period:
- 2012-06-08
- Filing Date:
- 2012-06-12
- Accepted Time:
- 2012-06-12 15:52:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001258 | Asta Funding Inc | ASFI | Short-Term Business Credit Institutions (6153) | 223388607 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1458190 | J Robert Michel | C/O Asta Funding, Inc. 210 Sylvan Avenue Englewood Cliffs NJ 07632 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2012-06-08 | 15,000 | $2.95 | 24,569 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2012-06-08 | 6,502 | $8.81 | 18,067 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2012-06-11 | 7,500 | $8.66 | 10,567 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2012-06-12 | 7,500 | $8.24 | 3,067 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-06-08 | 15,000 | $0.00 | 15,000 | $2.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2019-05-05 | No | 4 | M | Direct |
Footnotes
- These options were exercised from the grant of 25,000 awarded on May 5, 2009 and vested as follows: 8,333 stock options vested on May 5, 2009; 8,333 stock options vested on May 5, 2010; and 8,334 stock options vested on May 5, 2011.
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