Filing Details
- Accession Number:
- 0001505637-12-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-12 13:45:12
- Reporting Period:
- 2012-06-08
- Filing Date:
- 2012-06-12
- Accepted Time:
- 2012-06-12 13:45:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
28823 | Diebold Inc | DBD | Calculating & Accounting Machines (No Electronic Computers) (3578) | 340183970 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1223808 | W Thomas Swidarski | C/O Diebold, Incorporated 5995 Mayfair Road North Canton OH 44720 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-08 | 25,000 | $25.53 | 170,318 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-06-08 | 20,410 | $37.12 | 149,908 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-06-11 | 243 | $25.53 | 150,151 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-06-11 | 43 | $37.49 | 149,951 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option | Disposition | 2012-06-08 | 25,000 | $25.53 | 25,000 | $25.53 |
Common Stock | Non-qualified Stock Option | Disposition | 2012-06-11 | 243 | $25.53 | 243 | $25.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
95,000 | 2009-02-13 | 2018-02-12 | No | 4 | M | Direct |
94,757 | 2009-02-13 | 2018-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,647 | Indirect | 401(k) |
Common Stock | 55,566 | Indirect | By Wife |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option | $53.10 | 2005-02-11 | 2014-02-10 | 25,000 | 25,000 | Direct |
Common Stock | Non-qualified Stock Option | $55.23 | 2006-02-10 | 2015-02-09 | 22,900 | 22,900 | Direct |
Common Stock | Non-qualified Stock Option | $37.87 | 2012-12-11 | 25,000 | 100,000 | Direct | |
Common Stock | Non-qualified Stock Option | $24.79 | 2010-02-11 | 2019-02-10 | 150,000 | 150,000 | Direct |
Common Stock | Non-qualified Stock Option | $27.88 | 2011-02-11 | 2020-02-10 | 127,500 | 127,500 | Direct |
Common Stock | Non-qualified Stock Option | $33.75 | 2012-02-14 | 2021-02-13 | 135,000 | 135,000 | Direct |
Common Stock | Non-qualified Stock Option | $34.89 | 2013-02-08 | 2022-02-07 | 174,000 | 174,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-02-10 | 25,000 | 25,000 | Direct |
2015-02-09 | 22,900 | 22,900 | Direct |
2012-12-11 | 25,000 | 100,000 | Direct |
2019-02-10 | 150,000 | 150,000 | Direct |
2020-02-10 | 127,500 | 127,500 | Direct |
2021-02-13 | 135,000 | 135,000 | Direct |
2022-02-07 | 174,000 | 174,000 | Direct |
Footnotes
- Number of 401(k) shares owned as of most current statement; fractional shares omitted.
- Number includes restricted stock units
- 75,000 of these options became exercisable when the stock traded at $50/share or higher for 20 consecutive trading days in July 2007, and the second 75,000 will become exercisable when the stock trades at $60/share or higher for 20 consecutive trading days. All remaining options will become exercisable on the sixth anniversary date of the award.