Filing Details
- Accession Number:
- 0001127602-12-019841
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-12 11:36:25
- Reporting Period:
- 2012-06-08
- Filing Date:
- 2012-06-12
- Accepted Time:
- 2012-06-12 11:36:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326160 | Duke Energy Corp | DUK | Electric & Other Services Combined (4931) | 202777218 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421340 | G Stephen May De | 550 S. Tryon Street Charlotte NC 28202 | Svp Investor Rels & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-06-08 | 1,700 | $9.74 | 32,898 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-06-08 | 9,900 | $7.85 | 42,798 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-06-08 | 11,600 | $23.00 | 31,207 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-06-08 | 1,700 | $0.00 | 1,700 | $9.74 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-06-08 | 9,900 | $0.00 | 9,900 | $7.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-01-28 | 2013-01-28 | No | 4 | M | Direct |
0 | 2003-02-25 | 2013-02-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,759 | Indirect | By 401(k) |