Filing Details
- Accession Number:
- 0000350852-12-000070
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-06-08 16:16:43
- Reporting Period:
- 2012-06-06
- Filing Date:
- 2012-06-08
- Accepted Time:
- 2012-06-08 16:16:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350852 | Community Trust Bancorp Inc | CTBI | State Commercial Banks (6022) | 610979818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1194480 | R Jean Hale | Po Box 2947 Pikeville KY 41502-2947 | Chair, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-06-06 | 12,390 | $20.98 | 132,473 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-06-07 | 850 | $33.07 | 131,623 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-07 | 1,150 | $33.03 | 130,473 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-07 | 1,500 | $33.02 | 128,973 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-07 | 3,500 | $33.01 | 125,473 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-07 | 2,000 | $33.10 | 123,473 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-07 | 1,000 | $33.25 | 122,473 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-06-07 | 2,390 | $33.28 | 120,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | Disposition | 2012-06-06 | 3,098 | $20.98 | 3,098 | $20.98 |
| Common Stock | Option | Disposition | 2012-06-06 | 3,098 | $20.98 | 3,098 | $20.98 |
| Common Stock | Option | Disposition | 2012-06-06 | 3,098 | $20.98 | 3,098 | $20.98 |
| Common Stock | Option | Disposition | 2012-06-06 | 3,098 | $20.98 | 3,098 | $20.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-01-17 | 2013-01-17 | No | 4 | M | Direct |
| 0 | 2005-01-17 | 2013-01-17 | No | 4 | M | Direct |
| 0 | 2006-01-17 | 2013-01-17 | No | 4 | M | Direct |
| 0 | 2007-01-17 | 2013-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,675 | Indirect | By: ESOP |
| Common Stock | 52,974 | Indirect | By: 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | $27.11 | 2009-01-27 | 2014-01-27 | 8,250 | 8,250 | Direct |
| Common Stock | Option | $30.88 | 2006-01-28 | 2015-01-28 | 2,388 | 10,638 | Direct |
| Common Stock | Option | $30.88 | 2007-01-28 | 2015-01-28 | 2,388 | 13,026 | Direct |
| Common Stock | Option | $30.88 | 2008-01-28 | 2015-01-28 | 2,388 | 15,414 | Direct |
| Common Stock | Option | $30.88 | 2009-01-28 | 2015-01-28 | 2,388 | 17,802 | Direct |
| Common Stock | Option | $32.44 | 2007-01-27 | 2016-01-27 | 2,466 | 20,268 | Direct |
| Common Stock | Option | $32.44 | 2008-01-27 | 2016-01-27 | 2,466 | 22,734 | Direct |
| Common Stock | Option | $32.44 | 2009-01-27 | 2016-01-27 | 2,466 | 25,200 | Direct |
| Common Stock | Option | $32.44 | 2010-01-27 | 2016-01-27 | 2,466 | 27,666 | Direct |
| Common Stock | Option | $38.95 | 2008-01-23 | 2017-01-23 | 2,824 | 30,490 | Direct |
| Common Stock | Option | $38.95 | 2009-01-23 | 2017-01-23 | 2,824 | 33,315 | Direct |
| Common Stock | Option | $38.95 | 2010-01-23 | 2017-01-23 | 2,824 | 36,139 | Direct |
| Common Stock | Option | $38.95 | 2011-01-23 | 2017-01-23 | 2,824 | 38,963 | Direct |
| Common Stock | Option | $28.32 | 2013-01-29 | 2018-01-29 | 6,250 | 45,213 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-01-27 | 8,250 | 8,250 | Direct |
| 2015-01-28 | 2,388 | 10,638 | Direct |
| 2015-01-28 | 2,388 | 13,026 | Direct |
| 2015-01-28 | 2,388 | 15,414 | Direct |
| 2015-01-28 | 2,388 | 17,802 | Direct |
| 2016-01-27 | 2,466 | 20,268 | Direct |
| 2016-01-27 | 2,466 | 22,734 | Direct |
| 2016-01-27 | 2,466 | 25,200 | Direct |
| 2016-01-27 | 2,466 | 27,666 | Direct |
| 2017-01-23 | 2,824 | 30,490 | Direct |
| 2017-01-23 | 2,824 | 33,315 | Direct |
| 2017-01-23 | 2,824 | 36,139 | Direct |
| 2017-01-23 | 2,824 | 38,963 | Direct |
| 2018-01-29 | 6,250 | 45,213 | Direct |
Footnotes
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
- Option previously reported as covering 2,560 shares @$25.39 per share, adjusted to reflect 10% stock dividends effective 12/15/03, and 12/15/04.
- Right to buy pursuant to Management Retention Incentive Stock Option Agreement (CTBI 1998 Stock Option Plan).
- Option previously reported as covering 7,500 shares @$29.82 per share, adjusted to reflect 10% stock dividend effective 12/15/04.
- Right to buy pursuant to Incentive Stock Option Agreement (CTBI 2006 Stock Option Plan).
- Right to buy pursuant to Non-Qualified Stock Option Agreement (CTBI 2006 Stock Ownership Incentive Plan).
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