Filing Details
- Accession Number:
- 0001127602-12-019618
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2012-06-07 18:58:54
- Reporting Period:
- 2012-05-25
- Filing Date:
- 2012-06-07
- Accepted Time:
- 2012-06-07 18:58:54
- Original Submission Date:
- 2012-05-25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1373835 | Spectra Energy Corp. | SE | Natural Gas Transmisison & Distribution (4923) | 205413139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494437 | R. John Arensdorf | 5400 Westheimer Court Houston TX 77056 | Chief Communications Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-05-25 | 250 | $28.93 | 42,473 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-05-25 | 2,950 | $28.93 | 39,523 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-05-25 | 250 | $14.73 | 39,773 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-05-25 | 2,950 | $11.86 | 42,723 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-05-25 | 250 | $0.00 | 250 | $14.37 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-05-25 | 2,950 | $0.00 | 2,950 | $11.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2003-01-28 | 2013-01-28 | No | 4 | M | Direct |
0 | 2003-02-25 | 2013-02-25 | No | 4 | M | Direct |
Footnotes
- Includes 10,304 held by Trustee, Retirement Savings Plan.